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7 jobs found for

Corporate Investment Company Act Attorney Jobs in Downey

Job info
Company
Law Firm, BCG Attorney Search
Experience
8-20 yrs required
Location
Los Angeles, CA
Posted Date
Mar 11, 18
Info Source
Recruiter
Total Views
41
Total Applies
1
Los Angeles office is seeking a corporate partner with $400,000+ in portable business. read more
Company
Recruiter
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Mar 15, 18
Info Source
Recruiter
Total Views
1
Mid-Level Private Investment Funds Associate The candidate must have general experience both working in teams and in managing substantial components of transactions independently, along with specific experience representing domestic and international venture capital and private equity funds in structuring, formation and operation, as well as in various transactions such as financings, acquisitions and formation of alternative investment structures. Should have outstanding ... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
Los Angeles, CA
Posted Date
Mar 29, 18
Info Source
Recruiter
Total Views
5
Securities Associate The candidate must have significant experience in corporate transactions with an emphasis on IPOs, capital raising, the Securities Act, and ‘34 Act reporting. Should have a strong career history and currently work for a well-regarded law firm. A first-class academic record and strong writing skills also are essential. Must be in good standing with the CA State Bar. read more
Company
In-House, Cetera Financial Group, Inc
Experience
Min 5 yrs required
Location
El Segundo, CA
Posted Date
Apr 25, 18
Info Source
Employer
Total Views
106
Senior Counsel The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational corp... read more
Company
In-House, Athene
Experience
2-4 yrs required
Location
El Segundo, CA
Posted Date
Apr 24, 18
Info Source
Employer
Total Views
29
Investment Management Counsel The candidate will assist with diligencing, structuring and negotiating investment transactions. Will assist with investment compliance and governance processes. Coordinate with legal and investment teams of our Investment Manager. Manage investment-related regulatory filings and correspondence. Support other general corporate matters such as corporate transactions. Must have 2 - 4 years of Investment/Asset Management/Fund Legal experience in ... read more
Company
In-House, Athene
Experience
Min 4 yrs required
Location
El Segundo, CA
Posted Date
Apr 24, 18
Info Source
Employer
Total Views
86
Investments Attorney The candidate will perform a variety of complex transactional legal work. Will review, draft and negotiate a wide variety of legal documentation, including fund documentation, residential and commercial mortgage loan documentation, structured finance documentation and complex investment documentation. Review, draft and negotiate non-disclosure agreements and vendor agreements. Research new or revised laws and regulations to determine impact on the busi... read more
Company
In-House, U.S. Bancorp Fund Services, LL...
Experience
6-8 yrs required
Location
Glendora, CA
Posted Date
Apr 16, 18
Info Source
Employer
Total Views
30
1940 Act Attorney The candidate will be drafting and reviewing initial open-end, multi-class mutual fund and closed-end fund registration statements to ensure disclosure requirements are met. Will be preparing annual updates to registration statements. Ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements and related filings. Communicating with U.S. Securities and Exchange Commission (... read more
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