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Corporate Investment Company Act Attorney Jobs in California

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Company
In-House, Cetera Financial Group, Inc
Experience
Min 5 yrs required
Location
El Segundo, CA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
236
Senior Counsel The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational... read more
Company
Law Firm
Experience
2-6 yrs required
Location
Redwood City, CA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
13
Private Investment Funds Associate The candidate must have 2-6 years of experience. Should have experience both working in teams and managing substantial components of fund formation transactions with private investment funds in the real estate, private equity, debt, and/or venture capital industries. Must be experienced with private placements under the 33 Act, unregistered funds under the Investment Company Act and have exposure to the Investment Advisers Act. Should hav... read more
Company
In-House
Experience
Min 2 yrs required
Location
San Francisco, CA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
25
Vice President, Legal Counsel Duties: Providing legal advice and consultation, focusing on a variety of legal issues relating to investment vehicles and asset management services. Drafting and negotiating investment management and intermediary agreements, guidelines and other agreements with clients, financial institutions, consultants, plan fiduciaries and investment advisers. Managing internal business relationships and communicating directly with internal business clien... read more
Company
Law Firm, Wilson Sonsini Goodrich & Rosa...
Experience
2-5 yrs required
Location
Palo Alto, CA
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
106
Seeking Corporate Associates with 2-5 years' experience. Candidate will work with emerging companies. Should have relevant and broad corporate experience, particularly in one or more of the areas of venture capital financings, mergers & acquisitions, and capital markets experience including IPOs and general ‘34 Act reporting. Candidate must also be comfortable leading transactions and interacting directly with CEOs and boards of directors. Superior academic credential... read more
Company
Law Firm, WilmerHale.
Experience
3-5 yrs required
Location
Palo Alto, CA
Posted Date
Aug 06, 18
Info Source
Employer
Total Views
129
Seeking Corporate Senior Associate - Transactional with 3-5 years of post-JD experience. candidate will practice in capital markets, public company and securities law counseling, debt financings, mergers and acquisitions and startups and venture capital financing. read more
Company
Law Firm
Experience
Min 3 yrs required
Location
San Francisco, CA
Posted Date
Aug 19, 18
Info Source
Employer
Total Views
22
Mid-Level Corporate Associate The candidate should have solid interest or background for our corporate practice. Must have excellent analytical and writing skills, and strong academic backgrounds from nationally recognized law schools. Should have 3+ years of relevant experience in venture financings, M&A, capital markets or general ’34 Act securities representation. read more
Company
Law Firm, Shartsis Friese LLP
Experience
2-3 yrs required
Location
San Francisco, CA
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
60
Total Applies
1
Seeking Investment Funds & Advisers Group Associate with 2-3 years of experience in investment management law and/or corporate transactional and securities law experience for a partnership track position in our top-rated and nationally prominent Investment Funds and Advisers Group. Prior private fund or Investment Advisers Act experience is a plus. Significant securities law experience is required. read more
Company
In-House
Experience
Min 8 yrs required
Location
Redwood City, CA
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
39
Director, Associate General Counsel The candidate will join the Institutional Financial Services Legal team to be the primary point of contact for the Endowment & Philanthropic Services (EPS) business area. Will support the endowment, foundation, planned-giving and charitable gift management needs of institutional clients, including corporate and board support. Be responsible for investment advisory issues, product development, and distribution and marketing of investment ... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Aug 19, 18
Info Source
Employer
Total Views
1
Corporate Associate / Investment Management Group The candidate with Admission to the State Bar of California is preferred. Will have experience with investment fund formation as well as relevant experience in the corporate group or investment management group of a top-tier law firm. Experience representing venture capital, growth equity or private equity firms in fund formations, as well as ongoing investment firm operations matters and compliance with the Investment Comp... read more
Company
In-House
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
21
Governance and Securities Counsel Lead The candidate will lead and a team of attorneys and paralegals who work collaboratively to prioritize business objectives and manage the corporate aspects of being a public company. Work on SEC filings, including 10-Ks, 10-Qs, 8-Ks, proxy statements, S-8s and Section 16 filings. Manage worldwide corporate governance matters, including the preparation of Board and Committee materials, policies, and charters. Collaborate with Squareâ... read more
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