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Manager/Senior Manager, Alternative Investments
Responsibilities: Serve as an international tax advisor to alternative investment fund clients on international tax services and offerings; Participate in business development for the expansion of services at new and existing clients; work collaboratively with other practice groups within tax, the firm, and non-U.S. company's member firms to bring the right services and experience to address and resolve client issues; Manage,...
Seeking an Corporate Finance Associate with 3-5 years of law firm experience. The candidate must have a strong commercial finance background with substantial experience in representing financial institutions in secured and unsecured lending, and finance transactions including securities-based lending, asset-based lending, and derivatives. Additional experience in securities matters and regulatory matters is a plus. Must have excellent drafting, writing and analytical skills...
The candidate will build trusted relationships/integrate with firm’s sales, capital markets, operations, finance, and reporting teams. Will advise on a wide variety of commercial arrangements, including drafting and negotiating agreements governing firm’s investor relationships and structured finance transactions. Serve as legal lead for securities offerings, preparation of disclosure documents, leveraged finance arrangements, international transactio...
VP Investment Banking, Medical Technology
The candidate will be responsible to work with investment bankers and product partners on M&A/strategic alternative idea generation and pitches, corporate finance opportunities, and public and private, equity and debt, capital raising transactions. Leading teams of Associates and Analysts in the provision of financing and advisory services to clients as well as the creation and preparation of presentation and pitch materials; mento...
Director - Broker-Dealer Legal Counsel
The candidate will serve as enterprise counsel for the client-facing businesses of company, including Advisor Services, Investor Services, and Corporate and Retirement Services, and serves as counsel for company's Operational Services business which supports all of the client-facing business units. Will serve as counsel for the Operational Services business, which supports nearly all areas of the broker-dealer, including equity and fi...
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Mid level Corporate and Securities Associate
The candidate should have 3-5 years of corporate and securities experience. Experience with ’33 Act and ’34 Act on public company side is strongly preferred. An experience with, or affinity for, technology and/or life sciences companies is preferred. Superior academic credentials and excellent oral, written and interpersonal skills are required.
Seeking Investment Funds & Advisers Group Associate with 2-3 years of experience in investment management law and/or corporate transactional and securities law experience for a partnership track position in our top-rated and nationally prominent Investment Funds and Advisers Group. Prior private fund or Investment Advisers Act experience is a plus. Significant securities law experience is required.
The candidate will perform a variety of complex transactional legal work. Will review, draft and negotiate a wide variety of legal documentation, including fund documentation, residential and commercial mortgage loan documentation, structured finance documentation and complex investment documentation. Review, draft and negotiate non-disclosure agreements and vendor agreements. Research new or revised laws and regulations to determine impact on the busi...
VP, Deputy General Counsel
The candidate will report to Senior Vice President, General Counsel, and Human Resources. Will be responsible for all corporate functions of the company, with a primary focus on securities compliance and corporate governance, including ’33 and ’34 Act filing and capital markets offerings, interfacing with and addressing the various legal needs of the senior management team and the Board of Directors, supporting all mergers and acquisitions, a...
The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational corp...