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16 jobs found for

Corporate Investment Company Act Attorney Jobs in California

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Company
In-House, Cetera Financial Group, Inc
Experience
Min 5 yrs required
Location
El Segundo, CA
Posted Date
Feb 20, 18
Info Source
Employer
Total Views
52
Senior Counsel The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational corp... read more
Company
In-House
Experience
5-12 yrs required
Location
San Diego, CA
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
13
Senior Legal Counsel-Portfolio Management Duties: Draft and negotiate landlord-tenant lease administration documents, and close leasing transactions (e.g., lease agreements, lease amendments, guarantees, releases, lease assignments, consents to sublease, letter agreements, landlord lien waivers and subordinations, indemnification and access agreements, landlord estoppel certificates, leasehold mortgages, etc.). Draft and negotiate documents for dispositions, and close sale... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Diego, CA
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
12
Vice President, Associate General Counsel Duties: Assist other attorneys in the department, including senior attorneys, Deputy General Counsel and Chief Legal and Risk Officer, with the provision of legal advice with respect to compliance with state brokerage and investment advisory laws and regulations. Report to a Senior Vice President, Associate General Counsel within the Advice, Litigation and Contracts group of the Compliance, Legal and Risk Department and will provid... read more
Company
In-House, Franklin Templeton Investments...
Experience
5-10 yrs required
Location
San Mateo, CA
Posted Date
Feb 15, 18
Info Source
Employer
Total Views
131
Attorney – Investment Management Duties: Advise and counsel investment advisers and portfolio management teams on issues arising under the Investment Company Act, Investment Advisers Act, Securities Exchange Act, and other federal and state securities laws with respect to the registration, distribution and operations of registered funds. Serve as a disclosure attorney for open-end registered investment companies. Responsibilities include drafting and reviewing fund regis... read more
Company
Recruiter
Experience
1-4 yrs required
Location
Irvine, CA
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
21
Investment Management Associate The candidate must have 1-4 years of experience in registered funds for a top international law firm. Experience in variable insurance products, private funds, investment adviser, and/or commodities work desirable. read more
Company
Recruiter
Experience
3-6 yrs required
Location
Palo Alto, CA
Posted Date
Jan 21, 18
Info Source
Recruiter
Total Views
4
Corporate Associate The candidate must have 3-6 years of experience with a large or sophisticated mid-size law firm. Should have a focus on public and private company M&A. Experience with either '34 Act work or venture capital financings, especially technology and life science companies, is preferred. Ability to work with other team members and clients, and "take ownership" of projects, is essential. read more
Company
Law Firm, BCG Attorney Search
Experience
10-15 yrs required
Location
Newport Beach, CA
Posted Date
Jan 05, 18
Info Source
Recruiter
Total Views
38
Newport Beach office is seeking a corporate associate with 10-15 years of experience in M&A, investments and complex restructuring. read more
Company
Law Firm, BCG Attorney Search
Experience
8-20 yrs required
Location
Los Angeles, CA
Posted Date
Jan 05, 18
Info Source
Recruiter
Total Views
34
Total Applies
1
Los Angeles office is seeking a corporate partner with $400,000+ in portable business. read more
Company
Law Firm, BCG Attorney Search
Experience
8-20 yrs required
Location
East Palo Alto, CA
Posted Date
Dec 20, 17
Info Source
Recruiter
Total Views
11
Palo Alto office is seeking a corporate partner with $1 Million+ in portable business. read more
Company
Recruiter
Experience
Min 3 yrs required
Location
San Mateo, CA
Posted Date
Nov 18, 17
Info Source
Recruiter
Total Views
5
Corporate Counsel - Investment Responsibilities : The candidate will support new funds and investment products. Will assist as a disclosure attorney for open-end registered investment companies. Will be responsible for counsel on issues regarding the Investment Company Act, Investment Advisers Act, and Securities Exchange Act. Will draft and review various materials: documents, reports, statements, agreements, and legal memoranda. read more
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