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The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational corp...
Senior Legal Counsel-Portfolio Management
Duties: Draft and negotiate landlord-tenant lease administration documents, and close leasing transactions (e.g., lease agreements, lease amendments, guarantees, releases, lease assignments, consents to sublease, letter agreements, landlord lien waivers and subordinations, indemnification and access agreements, landlord estoppel certificates, leasehold mortgages, etc.). Draft and negotiate documents for dispositions, and close sale...
Vice President, Associate General Counsel
Duties: Assist other attorneys in the department, including senior attorneys, Deputy General Counsel and Chief Legal and Risk Officer, with the provision of legal advice with respect to compliance with state brokerage and investment advisory laws and regulations. Report to a Senior Vice President, Associate General Counsel within the Advice, Litigation and Contracts group of the Compliance, Legal and Risk Department and will provid...
Attorney – Investment Management
Duties: Advise and counsel investment advisers and portfolio management teams on issues arising under the Investment Company Act, Investment Advisers Act, Securities Exchange Act, and other federal and state securities laws with respect to the registration, distribution and operations of registered funds. Serve as a disclosure attorney for open-end registered investment companies. Responsibilities include drafting and reviewing fund regis...
Investment Management Associate
The candidate must have 1-4 years of experience in registered funds for a top international law firm. Experience in variable insurance products, private funds, investment adviser, and/or commodities work desirable.
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The candidate must have 3-6 years of experience with a large or sophisticated mid-size law firm. Should have a focus on public and private company M&A. Experience with either '34 Act work or venture capital financings, especially technology and life science companies, is preferred. Ability to work with other team members and clients, and "take ownership" of projects, is essential.
Corporate Counsel - Investment
Responsibilities : The candidate will support new funds and investment products. Will assist as a disclosure attorney for open-end registered investment companies. Will be responsible for counsel on issues regarding the Investment Company Act, Investment Advisers Act, and Securities Exchange Act. Will draft and review various materials: documents, reports, statements, agreements, and legal memoranda.