Senior Counsel Regulatory Affairs
Duties: Plan and execute on assigned network Rights and Entitlements responsibilities from proposal stage through the execution of agreements, allowing ExteNet’s Outside Plant (OSP) team to begin construction per schedule. Administer, interpret and mediate where needed on Rights and Entitlements agreements, codes, statutes, and regulations where the expertise and knowledge of this position is important. Accurately forecast agreement and ... read more
Senior Compliance Counsel
Duties: Conduct internal investigations and manage global internal investigations process, driving data collection and analysis, reviewing documents, preparing interview outlines, conducting interviews, completing investigation reports, and ensuring completion of remediation working with HR and management. Be responsible for other internal investigators in a matrix environment, driving investigation metrics, conducting training, and analyzing tren... read more
Duties: Maintain subject matter expertise of applicable laws and regulations and advise business regarding same. Maintain strong understanding of business operating processes, strategies, products and services. Lead efforts to redesign and maintain a company-wide compliance requirement program. Support business by providing expert advice and influencing changes to processes, procedures, and controls to mitigate compliance risk. Communicate and sometimes ...
Manager Enforcement Counsel
Duties: Assist Global Head of Enforcement on policies, procedures and regulatory philosophies for both Market Regulation as a whole and the Enforcement Group. Handle various requests for data and information from the DOJ and CFTC. Evaluate the strengths and weaknesses of each case in order to determine the appropriate settlement range and litigation risks of a contested hearing. This will be done through analysis of the data, review of witness s...
Legal Counsel, Regulatory & Compliance (Export/Trade)
Responsibilities: Development and implementation of the following, in collaboration with business leaders: 1) written policies, procedures and guidelines; 2) global trade training; 3) strategy and plan for compliance assessment and monitoring; 4) processes to track and report compliance; and 5) processes to ensure continuous improvement of program. Provide day-to-day proactive global trade law advice, assistance and cou...
VP, Assistant General Counsel - HR Regulatory & Employment Law
Duties: Provide strategic legal advice on employment law-related matters, providing support primarily Human Resources Regulatory Law, Governance, Operations and Control team, sitting at the intersection of financial regulations, compensation and benefit issues, employee culture and performance standards, corporate governance and reporting in an evolving and complex environment with multiple constituencies. Prov...
VP, Assistant General Counsel
Duties: Drafting, negotiating and closing a high volume and a wide variety of networking agreements, ensuring that all contracting processes are adhered to and the firm’s contracting standards are maintained, including but not limiting to those relating to risk allocation. Effectively and proactively providing sound advice on SRO and federal and state securities, banking and insurance laws. Partnering with our Institution Services colleagues...
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Staff Attorney Regulatory – IT and Operations
Candidate will: Assist with regulatory engagement for matters related to IT, information security, business continuity management, operational resilience, information governance, third party risk management, enterprise risk management and data privacy. This includes providing legal counsel, strategic oversight and strong project management for examinations conducted by supervising regulators like the CFTC, preparing business ...
Assistant General Counsel
Duties: Act as a strategic partner to clients by consulting on complex regulatory issues with a focus on distribution-related matters, product development, and legal support of market conduct examinations. Establish and maintain strong working relationships with key business unit leaders, functional subject matter experts, and other support unit personnel assigned to the business unit, to ensure the appropriate level of context and knowledge for t...
Senior Enforcement Counsel
Candidate will: Conduct contested hearings before the Business Conduct Committee requiring the development of case strategies, preparation direct witnesses for trial in a manner that effectively & efficiently tells market Regulations’ story, preparation of effective cross-examination of respondents witnesses, introducing and objecting to documentary evidence, and presentation of effective opening and closing arguments. Preparation of written br...
Senior Counsel- Procurement
Duties: Provides strategic advice- often in collaboration with other Legal team members- to key Procurement stakeholders by engaging with them to identify material commercial and legal risks and develop and implement strategies to manage such risks in the best interests of the Company. Provides similar support to additional operations-related functional areas- such as contractual support to the Logistics group and OSHA support to the Operational...
Chief Counsel Regulatory Law
Duties: Provides leadership, direction, and integration of regulatory affairs and cannabis compliance activities to fulfill state and local (and, in the future, federal) regulations. Overall responsibility for the design, implementation and effectiveness of the regulatory framework and adherence to the Company’s corporate compliance Serves as the primary point of contact on regulatory and cannabis compliance matters for state cannabis regulat...