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Finance General Attorney Jobs in Lawrence

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In-House, Waddell & Reed, Inc.
5-10 yrs required
Overland Park, KS
Posted Date
Feb 16, 18
Info Source
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Regulatory Attorney The candidate will manage interactions with federal and state securities regulators as well as self-regulatory organizations (e.g., FINRA), including regulatory examinations and investigations, document production and regulatory examination responses. Manage primary legal counsel to business principals in branch office locations and home office business units during regulatory examinations and investigations. Responsible for managing field referrals of ... read more
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