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Chief Compliance Officer of the Investment Advisers
RESPONSIBILITIES: Responsibility and authority to develop and enforce appropriate policies and procedures for the funds and investment adviser consistent with the requirements mandated by federal regulations and for the protection of investors and the public interest. Develop and maintain written policies and procedures for on-going monitoring of fund operations to ensure compliance with a variety of existing federal regu...
Digital Capabilities Director
The candidate will develop and execute the multi-year digital strategy and roadmap for starting from new customer application/onboarding through customer service and retention (end-to-end). Deliver annual cost savings by achieving KPI targets. Manage all web and mobile channels at BCUS. Responsible for managing capital and operating budgets to advance our digital strategy and support the digital needs of the business. Build the case for change...
Legal - Assistant General Counsel
The candidate will support and advise centralized Credit Bureau Operations team and other lines of business on compliance with laws and policies relating to the furnishing and dispute by consumers of credit bureau information. Will support and advise all LOBs and control partners across the firm on compliance with laws and policies relating to the use of credit bureau information. Support and advise the firm on regulatory matters involving...