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Finance General Attorney Jobs in Delaware

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In-House, The M&T Bank
Min 5 yrs required
Wilmington, DE
Posted Date
Jan 10, 18
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Chief Compliance Officer of the Investment Advisers RESPONSIBILITIES: Responsibility and authority to develop and enforce appropriate policies and procedures for the funds and investment adviser consistent with the requirements mandated by federal regulations and for the protection of investors and the public interest. Develop and maintain written policies and procedures for on-going monitoring of fund operations to ensure compliance with a variety of existing federal regu... read more
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