Job Title Financial Services and Real Estate Litigation Attorneys Job Responsibilities The attorneys in this position will specialize in Financial Services Litigation, which includes both Commercial and Residential aspects, as well as Real Estate Litigation and general Commercial Litigation. The role involves working alongside a nationally recognized leader in the CMBS industry, managing complex litigation matters across the Midwest. Key responsibilities include: - Defend
Job Title: Senior Director, Senior Managing Counsel Job Responsibilities: - Report to the Head of Legal for the company’s Pershing/Wealth Services and serve as a key adviser to the business. - Manage and negotiate contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. - Advise on new product development and regulatory risk manage...
Job Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as a key adviser to the business, providing essential legal guidance. - Managing and negotiating contracts for Pershing, covering a wide range of advisory, custody, oper
Job Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of Company Legal and serve as a key adviser to the business. - Manage and negotiate contracts for Company for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provi
Job Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of Legal and serve as a key adviser to the business. - Manage and negotiate contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliates as needed. - Advise on new product development and regulatory risk management decisions. - Provide business leaders an
Job Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of **Members Only** Legal and serve as a key adviser to the business. - Manage and negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin
Job Title: Regulatory & Compliance Attorney Job Responsibilities: The Regulatory & Compliance Attorney is tasked with overseeing the compliance function within the company. Reporting to the Chief Compliance Officer (CCO), the attorney's responsibilities include ensuring that the company adheres to all regulatory requirements, industry standards, and internal policies. This role is crucial in fostering a culture of compliance, mitigating risk, and protecting the company's rep
Job Title: Counsel Associate - WIM Banking, Lending & Trust Job Responsibilities: The Counsel Associate will be part of the Banking, Lending & Trust section within the Wealth & Investment Management division of the Legal Department. The key responsibilities include: - Providing routine legal guidance on well-defined issues or claims against the company under the direction of more senior counsel. - Conducting research on various legal matters to support more senior counse
Job Title: Counsel Associate - WIM Banking, Lending & Trust Job Responsibilities: - Provide routine legal guidance on well-defined issues or claims against the company, working under the direction of more senior counsel. - Conduct research on various legal matters in support of more senior counsel. - Develop subject matter knowledge and risk assessment skills, and build relationships with internal and external clients. - Monitor legal and regulatory changes and escalate issu
Job Title: Counsel Associate - WIM Banking, Lending & Trust Job Responsibilities: In this role, the Counsel Associate will be responsible for providing legal support for banking, lending, and trust products and services within the Wealth & Investment Management (WIM) division of the Legal Department. The specific duties include: - Providing routine legal guidance on well-defined issues or claims against the company, under the direction of more senior counsel. - Conduct
Job Title: Corporate Counsel Job Responsibilities: The Corporate Counsel serves as a key legal advisor to the company, providing strategic and practical counsel across a wide range of legal and regulatory matters. This role supports the business in achieving its objectives while ensuring compliance with applicable laws and mitigating legal risk. The Corporate Counsel collaborates closely with internal stakeholders and external counsel to deliver legal solutions aligned with
Job Title: Compliance Attorney, Securities Job Responsibilities: The Compliance Attorney, Securities is a critical role within the company's Securities Compliance Department, which oversees two Broker-Dealers and a Registered Investment Adviser. The primary responsibilities include the interpretation and application of securities laws and regulations to provide guidance across various business units. The attorney will work directly with registered representatives and regulat
Job Title: Associate, HONORS Program Job Responsibilities: Associates in the Honors Program at the organization contribute significantly to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. The role is designed to provide entry-level associates with substantive hands-on legal experience, enhancing their skills in areas such as investigation, litigation, and legal writi
Job Title: Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in contributing to Enforcement's investigations and making decisions on whether to bring disciplinary actions against individuals and firms within the financial industry. These Honors Associates are tasked with gaining substantive, hands-on legal experience that enhances their lawyering skills in areas such as investigating, litigating, and leg
Job Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program are integral to the investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. This entry-level position provides substantive hands-on legal experience and specialized knowledge of the financial sector. Honors Associates operate under the supervision of senior attorneys, investigators, Directo
Job Title Corporate Counsel Job Responsibilities The Corporate Counsel at the company serves as a crucial legal advisor, offering strategic and practical counsel across a broad spectrum of legal and regulatory issues. The primary responsibilities include: - Providing legal guidance for key projects and initiatives, ensuring DTFS maintains its leadership in the trucking industry. - Delivering transactional legal advice and training to business teams and conducting neces
Job Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment funds. The primary responsibilities include: - Advising on a wide range of legal and regulatory matters related to the formation, structuring, distribution/marketing, and operation o
Job Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team and will act as in-house counsel dedicated to supporting the company's real estate investment funds. The primary responsibilities include: - Advising on legal and regulatory matters related to the formation, structuring, distribution/marketing, and operation of private funds, includi
Job Title: Sr. Director, Legal Compliance-Fund Job Responsibilities: 1. Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company's real estate investment funds. - Ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations. - Modify and enhance compliance program policies and procedures as needed. - Oversee a
Job Title Sr. Director, Legal Compliance-Fund Job Responsibilities Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company’s real estate investment funds, ensuring adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedures. ...
Job Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: - Advise on a wide array of legal and regulatory matters concerning the formation, structuring, distribution/marketing, and operation of private funds. This includes preparing and negotiating private placement memoranda, partnership agreements, term sheets, side letters, placement agreements, investment management agreements, and other fund-related documents. - Support the company’s inves...
Job Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will join the Legal Risk Sustainability Compliance (LRSC) Team of the company, acting as in-house counsel for the company's real estate investment funds. Key responsibilities include: - Advising on legal and regulatory matters connected to the formation, structuring, distribution/marketing, and operation of private funds. This encompasses drafting and
Job Title: Product Counsel, Banking Job Responsibilities: - Assist in building a digital platform and provide advice on a suite of financial product offerings, with a focus on banking programs. - Act as a subject matter expert on fintech regulatory issues, offering guidance on banking products, consumer protection, payments, and money transmission laws. - Collaborate with business teams to provide legal, business, and strategic advice on developing and launching new products
Associate Corporate Counsel Job Title Associate Corporate Counsel Job Responsibilities - Provide legal counsel and support to more senior counsel on investment management matters for various product offerings including Mutual Funds, ETFs, Collective Funds, Private Funds, Separately Managed Accounts, Institutional Separate Accounts, and Local Government Investment Pools. This includes support with investment management agreements, Form ADV disclosures, and portfolio transa
Job Title: Assistant General Counsel 2 - Consumer Lending Originations & Marketing Job Responsibilities: The Assistant General Counsel 2 at the company is responsible for maintaining robust and productive relationships with key internal clients, acting as a trusted legal advisor, legal risk manager, and business partner. This position requires an individual to serve as a technical expert in specific areas of specialization. The primary responsibilities include: - Supporting
Job Title: Assistant General Counsel 2 - Consumer Lending Originations & Marketing Job Responsibilities: The Assistant General Counsel 2 at the company will serve as a trusted legal advisor, legal risk manager, and business partner, maintaining strong relationships with key internal clients. The role involves: - Supporting consumer real estate and personal lending lines of business with product support, loan fulfillment activities, and sales and marketing practices. - Partn
Job Title: Assistant General Counsel 2 - Consumer Lending Originations & Marketing Job Responsibilities: The Assistant General Counsel 2 will play a critical role in maintaining strong, productive relationships with key internal clients and serve as a trusted legal advisor, legal risk manager, and business partner. The primary responsibilities include: - Providing support for consumer real estate and personal lending lines of business, including product support and loan
Job Title: Assistant General Counsel 2 - Consumer Lending Originations & Marketing Job Responsibilities: The Assistant General Counsel 2 will maintain strong and productive relationships with key internal clients while serving as a trusted legal advisor, legal risk manager, and business partner. The role involves serving as a technical expert in particular areas of specialization. Key responsibilities include: - Providing support for consumer real estate and personal lendin
Job Title: Counsel, Retail Job Responsibilities: - Support the day-to-day legal aspects of the asset management business, focusing on mutual funds, interval funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with legal, regulatory, and commercial requirements. - Assist Human Capital Management with legal review of policies, procedures, and agreements. - Collaborate with senio
Associate Attorney California, United States About the Job Law firm is a national law firm with 11 offices and attorneys licensed in 14 additional jurisdictions. Although the firm’s practice is broad, it focuses primarily on Consumer Defense; Compliance & Regulatory; Employment Law; Business & Transactions; Licensing; Securities Litigation; Bankruptcy Law; Commercial Litigation; and Appellate Practice. The law firm is currently seeking to hire attorneys to help grow the...
Job Title Product Counsel, Payments Job Responsibilities The Product Counsel, Payments is responsible for providing legal guidance and support related to the company's payment products and services. Key responsibilities include: - Advising on product development and implementation to ensure compliance with applicable laws and regulations - Collaborating with cross-functional teams, including product, engineering, marketing, and compliance, to provide legal insights and
Job Title: Product Counsel, Payments Job Responsibilities: The Product Counsel, Payments will be responsible for providing legal guidance and support to the company's payments product team. This includes advising on a wide range of legal matters related to product development, compliance, and risk management. The counsel will work closely with cross-functional teams, including product managers, engineers, and compliance officers, to ensure that payment products and service
Job Title: Product Counsel, Payments Job Responsibilities: The primary responsibilities of the Product Counsel, Payments include providing legal guidance and support related to payment products and services. The candidate will be expected to collaborate with cross-functional teams, including engineering, product management, and business operations, to ensure compliance with applicable laws and regulations. This role involves advising on a wide range of legal issues such as c
Job Title: Payments & Fintech Associate (Mid-Level) Job Responsibilities: - Drafting and Negotiation: The associate will be responsible for negotiating and drafting complex commercial agreements, including those related to payment processing, technology service arrangements, platform partnerships, and licensing deals involving fintech platforms and payment solutions. - Regulatory Compliance: Advising clients on . federal and state regulatory regimes affecting payments
Job Title: Capital Markets Associate Job Responsibilities: - Manage a broad range of federal and state consumer and commercial credit regulatory issues. - Conduct research on various consumer and commercial credit regulatory issues at both federal and state levels. - Work on legal memoranda analyzing consumer and commercial credit regulatory issues. - Assist with regulatory due diligence for investors and lenders. - Collaborate with the team to carry out all aspects of regul
Job Title: Senior Legal Counsel Job Responsibilities: 1. Contract Management: - Draft, review, and negotiate a wide range of commercial agreements, including customer, vendor, SaaS, partnership, and non-disclosure agreements (NDAs). - Optimize contract workflows and implement best practices to enhance efficiency and mitigate risks. - Assist the General Counsel in creating templates and playbooks for the Legal Team. 2. Cross-Functional Collaboration: - Act as a trusted
Job Title: Fund Formation/Investment Management Associate (Mid-to-Senior-Level) Job Responsibilities: The Fund Formation/Investment Management Associate will be responsible for a variety of duties that involve the structuring and forming of private investment funds. Key responsibilities include: - Structuring and forming private investment funds. - Negotiating with fund investors. - Handling fund operational issues. - Working directly with senior leadership at fund manager c
Corporate Counsel Job Responsibilities: As a Corporate Counsel at the company, you will be responsible for a variety of legal and compliance tasks that are crucial to the organization’s operations in the financial services industry. Your duties will include: - Advising on federal and state consumer credit laws applicable to installment lending, including licensing, disclosures, underwriting, servicing, collections, fair lending, and customer communications. - Monitoring ...
Job Title: Member of Legal, Bank and Regulatory Counsel Job Responsibilities: - Serve as the company's internal expert on the Consumer Financial Protection Bureau (CFPB) and all related consumer financial laws and regulations. - Advise the business on regulatory changes and ensure compliance with federal consumer finance statutes. - Lead the response to CFPB supervision and enforcement matters, state actions, and embed best-in-class compliance management systems across the
Job Title: Consumer Financial Services Associate – Midlevel Job Responsibilities: As a midlevel associate in the Consumer Financial Services & Fintech Regulatory Practice at the law firm, you will be responsible for a variety of tasks that are critical to advising and supporting clients in the consumer financial services sector. Your responsibilities will include, but are not limited to: - Regulatory Analysis & Compliance: - Advising clients on federal and state regula...
Job Title: Consumer Financial Services Associate – Midlevel Job Responsibilities: As a midlevel associate in the Consumer Financial Services & Fintech Regulatory Practice, you will be responsible for: Regulatory Analysis & Compliance - Advising clients on federal and state regulatory issues, including those related to Earned Wage Access, buy now/pay later, deposit accounts, credit products, and emerging payment services such as prepaid cards and money transfers. - Provid...
Job Title: Sr Legal Counsel, Commercial - Partnerships Job Responsibilities: - Lead complex projects of diverse scope, driving legal initiatives that support business growth and innovation. - Participate in complex problem resolution, providing expert legal advice on high-stakes issues and disputes. - Provide expert legal advice and support, particularly in areas experiencing significant growth such as compliance, data privacy, and litigation support. - Ensure complianc
Job Title: In-House General Counsel – Fintech & Compliance Job Responsibilities: - Serve as the company's lead legal advisor on all matters related to compliance, regulatory affairs, consumer lending, and financial services operations. - Advise on legal risks and obligations related to Retail Installment Contracts (RICs), bank partnership programs, lending agreements, and portfolio servicing. - Ensure organizational compliance with CFPB, FDIC, FTC, state financial regu...
WDC Consumer Financial Products and Services Attorney Job Title: Consumer Financial Products and Services Attorney Job Responsibilities: - Provide regulatory and compliance advice related to consumer financial products and services. - Advise on matters implicating federal laws and state law equivalents, including Truth in Lending Act (TILA), Real Estate Settlement Procedures Act (RESPA), Equal Credit Opportunity Act (ECOA), Fair Credit Reporting Act (FCRA), Home Ownership a
Job Title: Counsel, Employment (Americas) Job Responsibilities: - Provide subject matter expertise on employment/labor-related matters throughout the Americas region where Company has employees, and, where appropriate, train HR and other stakeholders on a broad range of employment issues and best practices. - Proactively identify, assess, and balance employment law risk, and offer practical, business-oriented, and creative solutions in partnership with the HR and business
Job Title: Sr. Director, Fund Compliance Job Responsibilities: 1. Regulatory Compliance and Oversight: - Develop, implement, and maintain a compliance framework for the company’s real estate investment funds, ensuring adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedur...
Job Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company’s real estate investment funds, ensuring adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedures....
Job OverviewA law firm seeks a highly motivated and experienced Mid- to Senior-Level Associate to join its Financial Regulation and Derivatives Department in New York City, NY. This role offers the opportunity to work on complex transactions for commercial and investment banks, as well as end-users, within a dynamic and entrepreneurial leading financial institutions and end-users on derivatives and structured products matt