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Area Senior Vice President / Deputy Practice Leader
The candidate will be responsible for working with Producers, to identify and research prospective clients, follow up on sales calls, maintain and update a prospect database and try to drive interest. May refer new business to Producers, or may close sales themselves. The primary responsibility of Business Development Specialists is to identify new business opportunities--typically complex in nature, determine appropria... read more
le: Global Employee Compliance Associate
The candidate will assist with policy, procedure and strategic initiatives on the Personal Account Dealing Team within the Global Employee Compliance area. Will work on industry regulations and firm wide controls related to insider trading, conflicts of interest, employee disclosure and registration requirements, response to regulatory inquiries, and global consistency of the firm’s policies and procedures. Provide advisory suppor...