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Senior Principal Compliance Specialist, Fair Banking
The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. Implements and manages changes in accordance with company policies and procedures. Drives process improvements. Supervises the development of fair and responsible banking risk sco...
Claims Compliance Senior Analyst
The candidate will oversee the Regulatory Change Management process (evaluate, disseminate, and monitor relevant insurance laws and regulations throughout CNA). Complete key compliance functions, including consumer complaint handling and market conduct exam/regulatory review coordination. Conduct research into laws and regulations, make recommendations, and oversee implementation of changes as necessary. Participate in special projects to s...
Corporate Counsel - Ethics & Compliance
The candidate will provide compliance counseling to internal business units to build and foster a high integrity culture. Will drive compliance program implementation at the global business unit level. Collaborate with stakeholders at the Manager, Director, GM and VP level. Evaluate compliance risk for new business initiatives. Provide strategic partnership and active involvement in the management of meetings with stakeholders (Manag...
The candidate will support the firm's day-to-day transactional legal needs. Will focus on representing the firm in connection with a variety of contractual matters, including providing assistance to partners and other internal clients on the firm's client engagement letters, access letters, non-disclosure agreements, business associate agreements, and other commercial, vendor, and client-facing agreements. May be expected to work with client's counsel and pr...
The candidate will play an important role in supporting the firm's day-to-day transactional needs. Will focus on representing the firm in connection with a variety of transactional matters, including providing assistance to partners and other internal clients on the firm's client engagement letters, master services agreements, access letters, non-disclosure agreements, procurement, marketing/advertising, independent contractor and other commercial or client-...
Securities and Governance Counsel
The candidate will work together to make everyone feel at home, and we step up when someone needs help Partner with Finance to manage annual (10-K), quarterly (10-Q) and current SEC reports (8-Ks), quarterly earnings releases (including offering advice on disclosures), and management presentation and preparation. Advise on disclosure matters and stock exchange, SEC, and corporate legal requirements. Assist with internal and external commun...
Duties: Reviewing, drafting, and negotiating a broad range of commercial agreements. Advising clients regarding compliance with state and federal legal requirements impacting the business. Advising clients on warranty matters. Handling a variety of other tasks as a legal advisor and business partner.
VP, Assistant General Counsel - Wealth Management Investments
Duties: Provide legal advice and support to the Company’s Wealth Management Alternatives Investments group. Interact with business members and control stakeholders. Advise the business on a wide range of legal issues relevant to investment management advice and products. Support the business on regulatory developments, new product development and launches. Work closely with other members of the Legal Departmen...
The candidate will provide legal advice, guidance and support on a wide variety of global privacy program needs, including privacy requirements, privacy impact assessment activities, privacy by design leadership, data governance, contracting and incidence response. Analyze, document and communicate the impact of privacy laws, regulations and updates on the business and operations to internal stakeholders, including developing, updating and/or revising priva...