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Duties: Provision of legal advice relating to investment products, services, and the support of operating areas focused on the development, management and distribution of ETFs, open and closed-end mutual funds, exchange-traded commodity pools, trust company sponsored exempt investments pools, UITs and separate accounts. Preparation of board materials and presentations and in certain cases the delivery of these presentations to various boards of trustees/di... read more
Asst General Counsel and Head of Compliance
The candidate will be responsible for: Plans, designs, implements, and manages the organization’s formal, written compliance program, which includes board oversight, policies and procedures, regulatory change management, a formal training program, transaction testing and monitoring, prompt handling of consumer complaints, vendor management and monitoring of the program. Provides guidance on risks resulting from violations of le... read more
Assistant General Counsel
Duties: Accountability for overseeing corporate governance compliance for US legal entities including forming entities, drafting corporate resolutions and meeting minutes, ensuring compliance with state business license requirements, supporting corporate transactions and filings, assisting with due diligence and compliance efforts. This role will also take on accountability for providing legal support and oversight to the company’s Political Act...
Legal Counsel - Global Services
The candidate will provide legal advice and counsel to management and team members related to a wide variety of corporate and business issues, focusing on commercial risk mitigation. Will develop and lead strategic initiatives and programs designed to enable the Services business, including implementing and developing new templates, processes, and procedures. Draft, review, and negotiate services contracts with customers; and review all prop...
Corporate & Securities Counsel
Duties: Effectively draft and negotiate vendor, customer and lease agreements, working with internal and external stakeholders to facilitate the Company’s commercial goals. Participate extensively in the preparation of SEC periodic and current filings, including Forms 8-K, 10-Q, 10-K, Forms 3/4/5, and proxy statements; Effectively provide support on M&A activities, including due diligence and post-closing integration; Support corporate gove...
Senior Counsel - Corporate, Securities and Finance
The candidate will lead corporate governance, securities, and financial management activities. Will work closely with senior executives across the organization and also the Board of Directors. Report to the Associate General Counsel and Corporate Secretary, and work closely with the Executive Vice President, Chief Corporate Development Officer, and Chief Legal Officer. Lead the company's efforts to ensure compliance with S...
Senior Legal Counsel
Responsibilities: Review Company policies and documents related to creating enforceable mortgage loans; Oversee the Company’s loan originator compensation program; Collaborate with the Company’s Chief Compliance Officer and the Director of Mortgage Risk and Oversight to support effective regulatory compliance; Remain informed of, understand, and communicate changes in law and regulation that affect the operations of the Company; Maintain working re...
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Duties: Support the company’s merger and acquisition activities, including conducting diligence reviews, assisting with the drafting of transaction documents, and participating in post-closing legal integration. Assist in preparing and reviewing legal documents prior to execution to accurately convey the company’s intent. Assist in managing and maintaining the Company’s IP portfolio and business, government and other compliance requirements. Assist counsel i...
M&A Intellectual Property Counsel
The candidate anticipates, manages and resolves IP issues that arise across the lifecycle of M&A activity. Oversee and conduct IP diligence on M&A and Open Innovation transactions. Leads or supports due diligence, analysis, structuring, drafting and negotiation of IP terms and agreements during mergers, acquisitions, divestitures and joint ventures, and related post-closing activities. Acts as a subject matter expert for IP diligence and d...
Responsibilities: Partner with transactional paralegals to provide efficient legal services to property managers, leasing representatives, construction managers, and other corporate departments. Draft and negotiate corporate contracts (e.g., IT contracts, consulting agreements, software licenses). Draft and negotiate ancillary lease documents (e.g., amendments, short-term leases, assignments, subleases, consents to transfers, guarantees, licenses, waivers/sub...
Duties: Participates in the deal process from start to finish to ensure that best interests are represented, and that through contracts we maintain an appropriate balance between reasonable risk and growth goals. Analyzes and effectively negotiates contract terms that support our business objectives, while complying with laws relevant to service outsourcing and consistent. Independently review, draft, and negotiate contracts, amendments, and templates in ...
The candidate will drafts and negotiates various contract types, including purchase and lease, supply and requirements, software, licensing, vendor, staffing, construction, service, environmental, confidentiality and other types of commercial agreements to ensure legal compliance and alignment with company objectives/initiatives. Reviews and/or prepares joint venture, shareholder, partnership, technical service and other agreements related to the formation, ...
Senior Counsel - Commercial and Privacy
Duties: Handle both commercial contract matters and privacy matters. Provide commercial legal advice, negotiate contracts and resolve disputes for our brands (which include Kenmore and, as licensee, DieHard and Craftsman), our Shop Your Way mobile application and shopping platform, our financial services and credit card business, our merchant business and procurement. Advise businesses enterprise-wide on privacy issues under state,... read more
NAM Legal Counsel
Responsibilities: Interprets critical internal or external business issues and develops innovative solutions that help to sustain competitive advantage. Defines processes and standards. Uses knowledge on how the job contributes to the corporate goals as well as knowledge of industry and competitive landscape to increase own effectiveness. Solves highly complex or novel problems based on sophisticated analytical thought and complex judgment. Works effect... read more
VP, Assistant General Counsel - Technology Legal (CIB)
The candidate will focus on technology transactional work primarily for Corporate and Investment Bank businesses, and will handle the structuring, drafting, negotiation and analysis of agreements for the acquisition of global and domestic technology products and services, including intellectual property licenses, order management system and SaaS agreements, market data agreements, index license agreements, platform agr... read more