Duties: Responsible for overseeing all aspects of mortgage and lending client case portfolios from assignment to conclusion. Drafts legal pleadings, notices of hearings, motions and orders. Researches and analyzes statutes, judicial decisions, legal articles, codes and the like. Updates case management system in a timely manner to ensure data integrity. Travels to court and clients, as necessary. Communicates and collaborates with clients, internal staff and... read more
Senior Vice President , Advisory Compliance
The candidate will serve as a senior leader in the Compliance, Legal and Risk (CLR) business unit and is responsible for the coordination and execution of substantive and varied risk management functions across firm investment adviser. Will report to the SVP and Chief Compliance Officer of Advisory Compliance, this individual will lead several departments within the Advisory Compliance organization, assume a lead role in interact...