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Finance Attorney Jobs in Omaha

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In-House, Northstar Financial Services G...
5-10 yrs required
Omaha, NE
Posted Date
Feb 16, 18
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Regulatory Compliance Officer The candidate will be responsible for ensuring that the services with legal and regulatory requirements, operating policies of the firm and industry best practices. Reviews and drafts firm operating policies, procedures and guidelines. Ensures employee adherence to operating policies, procedures and guidelines. Ensures firm compliance with applicable federal securities laws. Assists in reviewing, drafting and updating compliance manuals on beh... read more
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