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New York City office of our client seeks banking and finance associate with 2-3 years of corporate experience. The candidate should have experience of syndicated loan agreements; secured transactions, including loans backed by collateral in the form of receivables or other loans; and structured finance, particularly the formation of SPVs for financing. Experience in real estate finance is highly desirable. NY Bar admission is also required. read more
Vice President-Associate General Counsel
The candidate will be managing, leading and developing lawyers on the financial services team. Interacting frequently with and maintaining relationships with client representatives. Building individual and team capabilities. Helping to devise forward-looking strategies, including in connection with the adequacy of legal resources for portfolios of work. Advising on the application of relevant firm's policies regarding the provisio... read more
MIDTOWN MANHATTAN BOUTIQUE FIRM SEEKS ASSOCIATE ATTORNEY FOR IMMEDIATE HIRE.
Must bring book of business.
Admitted to New York State and Federal Bars.
Admission to New Jersey State and Federal Bars a plus.
Firm’s practice areas include, without limitation, general law, complex commercial litigation, financial services financing industry, creditors’ rights, foreclosure-commercial and residential, real estate-front end, mort... read more
Legal Staff Attorney III
The candidate will report to the Deputy General Counsel for Corporate Shared Services. Will draft, review and negotiate inter-company transactions as well as third party supplier contracts and related documents for technology, retail, human resources, and risk product and service transactions. Draft, review and negotiate inter-company transactions in support of a complex corporate model that outsources its operations and technology to various affil...
Vice President and Chief Legal Officer
The candidate will be reporting to the Vice President and Chief Legal Officer of U.S. Businesses, the Chief Legal Officer of PGIM leads a high performing team of more 120 associates (including more than 80 attorneys) located in offices around the world, including locations in the United States, Mexico, United Kingdom, Germany, Luxemburg, Japan and Singapore. Will be working closely with â€™s senior management, s/he will be a key ...
Vice President and Chief Legal Officer
The candidate will be reporting to the Vice President and Chief Legal Officer of U.S. Businesses, the Chief Legal Officer of PGIM leads a high performing team of more 120 associates (including more than 80 attorneys) located in offices around the world, including locations in the United States, Mexico, United Kingdom, Germany, Luxemburg, Japan and Singapore. Will be working closely with PGIMâ€™s senior management, s/he will be a ...
Regulatory Relations Executive
The candidate will have primarily responsible for handling the management and oversight of responses to regulatory requests, including inquiries, reviews and examinations. As part of the Regulatory Relations Group, will also be involved in the full panoply of issues attendant to a supervisory Regulatory Liaison function including, acting as a liaison and central point of contact on regulatory issues with staff from regulatory agencies at many...
Director - Financial Crime Compliance
The candidate will identify gaps in policies and processes and liaise as necessary with the team, other business units and stakeholders to escalate issues for resolution. Will perform root cause of analysis and work with appropriate groups to recommend control issues and track trends. Proactively assess areas for process improvement and make/propose changes as needed. Oversee staff by communicating job expectations; planning, monitorin...
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Associate General Counsel
The candidate will be responsible for performing legal and regulatory functions for firm and its subsidiaries. Will operate independently as legal counsel to senior business leaders in firmâ€™s central depository firm. Identify and evaluate regulatory issues as they arise. Provide legal and regulatory advice in the development and structuring of new business initiatives for firm. Provide legal and regulatory advice on risk issues, including i...
Temporary IT Client Services - Financial Associate
The candidate will answer inbound calls from internal and external clients; assist external clients with the company's website registration, navigation and credit card activations; and provide education about the processes and procedures associated with their account. Will provide support and guidance with internal clients involving the maintenance of client accounts associated with investment products and provide estimate...
Legal Counsel III
The candidate will provide counsel to the company on legal rights and obligations pertaining to specific areas including: preparing and reviewing legal documents, reviewing proposed legislation and regulations, and advising management of changes that impact the company. Will provide advice and counsel to executives and line managers concerning the laws that impact their functional areas. Manage the work of outside counsel and preparation of legal document...
Commercial Banking Attorney
The candidate must have 5-7 years experience handling loan transactions for lenders. Experience negotiating, drafting and reviewing commercial loan documents is required as is a working knowledge of banking industry regulations. Should be admitted to practice in NJ and NY.
Associate Vice President Counsel
The candidate will report directly to the Senior Counsel. Will be responsible for handling regulatory and litigation matters involving Advisor Groupâ€™s broker-dealers and investment advisers. Provide legal support during regulatory examinations. Advise on securities laws and regulations, most particularly relating to broker-dealers and investment advisers. Handling of FINRA arbitration matters and regulatory inquiries and investigatio...