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The candidate will manage interactions with federal and state securities regulators as well as self-regulatory organizations (e.g., FINRA), including regulatory examinations and investigations, document production and regulatory examination responses. Manage primary legal counsel to business principals in branch office locations and home office business units during regulatory examinations and investigations. Responsible for managing field referrals of ...
Manhattan office of our client seeks attorney to work in the areas of business and corporate law; banking and creditor rights; estate planning, tax and probate; employment; real estate; and general litigation.
The candidate will join firm’s which practice areas include business and corporate law; banking and creditor rights; estate planning, tax and probate; employment; real estate; and a general litigation practice.
In-house Municipal Finance Attorney
The candidate should preferably have a J.D. degree and bar membership in Kansas or New York. Must have 5+ years of large firm experience ideally with municipal finance transactions, as well as several years working in the municipal securities industry, either as outside or in-house counsel. Will be responsible for preparing, negotiating and reviewing written materials to support the structuring, surveillance, and remediation functions of...
Counsel, Social Infrastructure and Direct Lending
The candidate will provide legal advice to senior management on matters related to social infrastructure and direct lending. Will subject matter includes securities law, municipal securities regulation, lending, affordable housing finance, seniors housing and care finance, student housing finance, charter school finance, hospital finance, private equity investments, and capital regulations. Review, draft and negotiate vario...
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Records Management Assistant
The candidate will assist the Superfund Division with records management functions by organizing and indexing technical and administrative records. Conduct document processing, research, and database maintenance support in addition to file reviews and searches. Organize and index technical and administrative records and manage digital records collections in the Superfund Records management system. Work with technical staff to assist with record...