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Office of General Counsel - Senior Lawyer
The candidate will be part of the Corporate Group of the Office of General Counsel. Will contribute primarily in the area of technology, including by: Advising business leaders on the implementation of, and risks associated with, technology systems and innovations; Preparing agreements for the procurement of technology solutions and other products and services; Advising on the transfer and sharing of intellectual property throughou...
Financial Crime Associate
The candidate will focus of the Financial Crime Transaction Monitoring Associate is to oversee all aspects of broker-dealer transaction based monitoring to assure compliance with the Bank Secrecy Act and other applicable rules and regulations. Will assist in the annual AML risk assessment process and control testing. Should have experience in transaction monitoring, preferably for a broker/dealer; Experience in utilizing research/investigative dat...
Associate General Counsel-Regulatory and Enforcement
The candidate will be responsible for assisting the firm’s General Counsel, Deputy General Counsel and Chief Regulatory Counsel in handling various regulatory and enforcement- related matters including. Handling regulatory inquiries from the SEC, FINRA, CFTC, NFA and other regulatory authorities. Evaluating the legal and regulatory impact of new proposed business lines or offerings. Identifying necessary changes to the...
Duties: Under the direction of the General Counsel, will assist with general transactional work including but not limited to drafting correspondence, contract reviews, litigation matters and research. Will be involved in day-to-day business activities and will assist and report directly to the General Counsel in this capacity. Draft, review and edit agreements. Conduct research on legal matters impacting the Company, including state and federal statutes and ...
Associate General Counsel
The candidate will be reviewing, negotiating and drafting contracts with customers of the firm. Will be handling legal inquiries from the firm's sales representatives and new accounts group. Negotiating contracts with outside vendors. Handling legal aspects of employment disputes. Drafting disclosures, account documentation and website materials. Crafting written instructions for programmers and technology staff to respond to new regulations or to...
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The candidate must have 4+ years of experience handling commercial real estate and corporate finance transactions including: mortgage lending, commercial lending, acquisitions and sales, and leasing transactions.
Real Estate Finance Associate
The candidate will manage representation of substantial mortgage and mezzanine lenders. Should have 3-6 years of focused stable experience. Should include the origination of real estate mortgage loans and mezzanine loans. Additional expertise in the restructuring and workout of commercial mortgage loans would be considered of significant value. Prior background with a prominent highly recognized practice group working with major clients, outst...
The candidate should have 2-6 years of experience as associates with securitization experience. Experience in the commercial mortgage securities market and the general commercial mortgage finance is a plus.