Business Controls Specialist II
Duties: Assists in the development of a mortgage centric compliance program that contemplates current regulatory requirements and industry standards; further supports Correspondent Lending by aiding in the development of policies and procedures for all Fulfillment functions. Acts as a liaison between the business and external counsel and provides legal recommendations. Prepares policy documents and partners with internal counterparts to prom...
Manager, Compliance Advisory â€“ Fair & Responsible Banking
The candidate will performs a compliance role in Fair & Responsible Banking, an enterprise compliance program covering Fair Lending, Sales Practices, UDAAP, and Complaints. Works under the direction of the Sr. Manager, Fair & Responsible Banking. Interacts with and advises the Capital One lines of business on the need for effective methods of managing compliance risk arising from federal and state laws and re...
Tax Services Senior Manager - Financial Services - Banking and Capital Markets
The candidate will support the development of younger members of the firm by being a mentor or coach. Will be responsible for resource planning and overseeing engagement economics. Develop work plans, formulate tax technical points of view, and ultimately create deliverables for the client. Learn to anticipate client inquires, questions, needs, and issues. Engagements may involve tax accounting,...
Audit Director, Anti-Bribery and Corruption
The candidate provides the IA organization with strategic direction in the establishment of risk-based auditing and reporting methodologies, organization design, and effective positioning of the function to ensure provision of independent assurance which is consistent and aligned with bank business objectives, and for a sub set of a product line/function entity ensures the timely delivery of high quality, value added assurance an...
Senior Legal Counsel
The candidate will draft, review and negotiate third party supplier contracts for technology, retail, human resources, and risk product and service transactions. Will structure and negotiate inter-company transactions in support of a complex corporate model that outsources its operations and technology to various affiliates. Address all regulatory issues (primarily Regulation W) arising from such transactions. Provide oversight and direction of the pro...
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Assistant General Counsel, Retail Bank Products
The candidate support Product development and assistance with Marketing drives. The candidate will provide guidance regulations applicable to the retail bank product offerings. J.D. is required. Should have 5-7 years of legal experience, with preferably 2-5 years in a banking, marketing or product review function. Should be project-oriented and have strong team skills with the ability to work well with both attorneys and busi...