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Vice President Corporate Compliance Jobs in New York

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Job info
Company
In-House
Experience
5-10 yrs required
Location
Brooklyn, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
8
Corporate Compliance - Global Financial... - Compliance Manager - Vice President- The candidate will... day-to-day management of OFAC/Sanctions compliance within Asset and Wealth... compliance units adhere to the corporate certification requirements. Documenting compliance... the LOB and the corporate compliance team. Work with...... read more
Company
In-House
Experience
Min 6 yrs required
Location
New York City, NY
Posted Date
Jul 04, 18
Info Source
Employer
Total Views
14
Compliance, GSAM Compliance, Vice President The candidate monitors... for compliance with new or amended... surveils and monitors for compliance risks and breaches; and... the business on all Compliance matters alongside Compliance colleague.... Analyze regulations in the context of equity products... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
3
Corporate Compliance - Global Privacy... Coverage Compliance Manager - Vice President The candidate will... Privacy Program. Will provide compliance training/guidance to lines of... business and corporate functions, monitors the regulatory... and issues. Have primary Compliance advisory responsibility for Enterprise... mitigation plans. Own the Compliance component of the Incident... Compliance... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Employer
Total Views
35
Vice President - Case Leader... regulatory-related role in a Corporate and investment bank, or... JD, or equivalent preferred. Experience working with a variety of business lines and functions (such as Risk, Regulatory Relations, Compliance, Legal, Finance, Tax) is... a plus.... read more
Company
In-House
Experience
8-10 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Employer
Corporate Vice President The candidate will... Global Head of Employee Compliance with developing and driving... Employee Compliance strategy and strategic priorities.... consistencies across the Employee Compliance Programs and platform. Provide... governance model for Employee Compliance Program business analytics and... Global Head of Employee Compliance and CCO for Employee... Compliance.... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
29
Corporate Compliance - Futures and... Options and OTC Clearing Compliance Manager - Vice President... The candidate will... the FCM Annual Chief Compliance Office Report. Draft, update... and maintain Compliance policies, bulletins and manuals... and customer initiatives for compliance with regulatory requirements. Perform... compliance... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
8
Trading Regulatory Review Specialist, Vice President The candidate will... with the Wealth Management Compliance and Legal teams on... internal and external audits, compliance tests and exams; assist... audits Assist with core Compliance functions including marketing review,... projects driven by the Corporate Compliance Team related to...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
11
Management, Institutional Contracting Specialist, Vice President The candidate will... Specialists, Product Teams, Operations, Compliance, Fee Billing, etc.) to... and the Legal and Compliance teams, with all potential... relevant experience from a corporate/commercial background will also be... considered. Must have 5+... read more
Company
In-House
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jul 04, 18
Info Source
Employer
Total Views
41
Vice President - GSAM, Fixed... assistance with covenant interpretation, corporate structures and liability management... and outside counsel, 4) sourcing new stressed and distressed investment opportunities and 5) communication with internal constituents including GSAM legal, compliance, reputational risk and tax... groups.... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Employer
Total Views
38
Assistant Vice President - Regulatory Affairs... Branch Regulatory area as appropriate. Acting as advisor to the Compliance area for the handling... of Confidential Supervisory Information topics in coordination with LFS, Americas Region Compliance and Norms and Procedures... of GFS US.... read more
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