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Unit Compliance Manager, Assistant Vice President
The candidate will... review and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds). Will assist in maintaining an electronic review system that is used for reviewing and recordkeeping...
Securities Finance Tax Manager, Vice President
The candidate will... business including legal and compliance teams. Responsible for cross-border... Work closely with internal corporate tax legal (contractual negotiations)... compliance and custody teams. Daily... monitoring of any relevant international tax developments and...