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Vice President Corporate Compliance Jobs in Massachusetts

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Job info
Company
In-House
Experience
Min 3 yrs required
Location
Boston, MA
Posted Date
Dec 12, 18
Info Source
Employer
Vice President Reporting The candidate... report to a Senior Vice President, Early Dispute Resolution.... complaint information to ensure compliance with required regulatory reporting.... interact with members of senior team is essential. Knowledge of brokerage account regulations and compliance is essential.... read more
Company
In-House
Experience
10-12 yrs required
Location
Cambridge, MA
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
11
Vice President, Ethics and Compliance... enhance an effective global compliance program, serving as the... serve as the company’s compliance officer and be responsible... compliance ensure adherence to potential Corporate Integrity Agreement. Develop and... and auditing of compliance corporate policies and procedures; identify...... read more
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