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Regulatory Paralegal Jobs in Utah

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Job info
Company
In-House
Experience
Min 1 yrs required
Location
Salt Lake City, UT
Posted Date
Oct 19, 17
Info Source
Employer
movements leaving client accounts; Authenticate asset transfer requests directly with the PWM Clients; Review account documentation, verify client signatures, and review legal documentation; Perform regulatory and risk related exception... processing; Maintain integrity of customer accounts; Enforce regulations and GS policy.... read more
Company
In-House
Experience
Min 2 yrs required
Location
Salt Lake City, UT
Posted Date
Oct 19, 17
Info Source
Employer
is in accordance with regulatory and firm requirements prior... Apply sound business judgment to identify unusual or suspicious documentation or activity. Approve accounts for margin and/or options trading. Continuously implement process changes based on regulatory and Anti Money Laundering... policies.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Salt Lake City, UT
Posted Date
Oct 19, 17
Info Source
Employer
complies with applicable Bank regulatory guidance and expectations and... of New Business and Regulatory Initiatives. Bachelor's degree is... required. J.D. degree or paralegal experience is strongly preferred.... Should preferably have 5+ years of Board Corporate Secretary experience. A thorough understanding... read more
Company
In-House
Experience
Location
Salt Lake City, UT
Posted Date
Oct 19, 17
Info Source
Employer
compliance to firm and regulatory policies. Will approve asset... review legal documentation. Perform regulatory and risk related exception... is essential. Compliance and/or regulatory experience is preferred. Paralegal... experience is preferred. In-depth... knowledge of legal documentation (e.g., trust agreements, partnership agreements... read more
Company
In-House
Experience
Max 2 yrs required
Location
Provo, UT
Posted Date
Oct 16, 17
Info Source
Employer
Paralegal I The candidate will... applications. Handle correspondence with regulatory agencies. Complete special projects... operate WordPerfect. Must have paralegal certification. Must have law... office experience and knowledge of office automation equipment/software related to activities. 2 Year College degree is required.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Salt Lake City, UT
Posted Date
Oct 12, 17
Info Source
Employer
Develop and write formal regulatory documents and assist or... facilitate the development of formal proposals for implementing effective enforcement policies. Develop record associated with proposed violations, penalties, sanctions, and reliability recommendations with an emphasis on O&P related activities. Lead and/or... read more
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