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Regulatory Compliance Paralegal Jobs in New York City

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Job info
Company
Public Interest, Metroplus Health Plan
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Sep 17, 18
Info Source
Employer
Total Views
18
State Regulatory Compliance Analyst The candidate... the direction of the Regulatory Compliance Deputy Director, will... ensure compliance with state regulatory requirements by building and... tracking logs). The State Regulatory Compliance Analyst is responsible... review and filing of regulatory documents. Ensure timely response... regulatory... read more
Company
In-House, AbleTo Inc.
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Oct 18, 18
Info Source
Employer
Total Views
5
Regulatory and Accreditation Analyst The... mission-critical state by state regulatory requirements for company’s lines... on product changes and regulatory notification / approval requirements.... matrix. Assist in maintaining regulatory databases and summary reports... on state by state regulatory requirements. Provide responses to... regulatory... read more
Company
In-House, WeWork
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
20
Compliance and Licensing Lead The... licenses as well as compliance with state requirements. Will... new locations. Oversee ongoing regulatory compliance and annual license... current with the evolving regulatory landscape and ensure ongoing... compliance with all state-by-state regulatory requirements. Oversee annual renewal...... read more
Company
Recruiter, Green Key Resources
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 14, 18
Info Source
Recruiter
Total Views
10
Corporate Paralegal - Private Equity The... legal staff in administrative, regulatory and legal matters and... interfacing with legal, compliance and accounting professionals. Will... public reporting and regulatory compliance. Fund and entity... formation... reviews. Should have corporate, regulatory and administrative experience as...... read more
Company
Recruiter, The ExecuSearch Group
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jul 03, 18
Info Source
Recruiter
Total Views
12
Paralegal Support counsel in ensuring compliance with applicable laws, with... appropriate records of the compliance program are maintained. Prepare... certain securities and other compliance filings. Assist attorneys in... other paralegals, legal secretaries, compliance personnel and attorneys. College... is needed. Familiarity with regulatory filing rules, elementary legal...... read more
Company
Law Firm
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Oct 18, 18
Info Source
Employer
Total Views
23
firm’s internal processes. Ensure compliance with client audit standards... and regulatory requirements. Audit outside vendors... client audits. Prepare for regulatory audits. Help develop stronger... and more robust audit policies and procedures. Communicate audit results with business units. Ensure completion of... read more
Company
Law Firm, Law Firm Staff
Experience
Location
New York City, NY
Posted Date
Aug 13, 18
Info Source
Recruiter
Total Views
17
regulations, legal developments and compliance procedures in their area... and values. Conduct statutory, regulatory or factual research with... respect to client matters. Such research might include investigation of federal or state laws and regulations, relevant markets, corporate participants and industry... read more
Company
Law Firm, Akin Gump Strauss Hauer & Feld...
Experience
Location
New York City, NY
Posted Date
Oct 04, 18
Info Source
Employer
Total Views
21
Paralegal Duties: Under general supervision... regulations, legal developments and compliance procedures in their area... and values. Conduct statutory, regulatory or factual research with... respect to client matters. Such research might include investigation of federal or state laws and regulations, relevant... read more
Company
In-House, Morgan Stanley
Experience
Location
New York City, NY
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
5
Field Service IRA Paralegal Job Number: 3120918... Paralegal Professionals within Legal and Compliance provide a wide range... and procedures that meet regulatory requirements around the world.... policy makers and the regulatory and self-regulatory agencies that... of the Legal & Compliance Division and handles legal...... read more
Company
In-House, Sumitomo Mitsui Trust Bank (SM...
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
8
that information satisfies legal, regulatory, and investment requirements. Perform... of the Department. Performs regulatory review of new and... Bachelors Degree in Business, Paralegal Studies, Finance, Economics or... related field. Must have Paralegal Certification with 3-5 years... experience in lieu of... read more
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