Your search results
22 jobs found for

Regulatory Compliance Paralegal Jobs in New York City

Get daily email updates for your search: "regulatory compliance paralegal jobs in New York City NY".
Job info
Company
Recruiter
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Jan 10, 19
Info Source
Recruiter
Temporary Compliance Paralegal The candidate will... be responsible to support compliance requirements arising out of... and outside counsel on regulatory regulatory filings and compliance... with government agencies or regulatory bodies. Manage filing requirements... with state by state regulatory matters preferred. Consumer Financial...... read more
Company
In-House, Altegris Investments, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jan 23, 19
Info Source
Employer
Total Views
10
Compliance Paralegal The candidate will... launches on platform, complete regulatory filings, track corporate governance... prospectuses. Ensure the ongoing compliance with all of the... regulatory requirements under SEC, NFA... Funds as needed. Maintain books and records as required by regulatory agencies.... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jan 05, 19
Info Source
Employer
Total Views
5
Compliance Paralegal The candidate will... assist on our platform, complete regulatory filings, track corporate governance... integral part of the compliance team, ensuring the ongoing... compliance with all of the... regulatory requirements under SEC, NFA... records as required by regulatory agencies.... read more
Company
In-House, Artivest Holdings, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jan 19, 19
Info Source
Employer
Total Views
18
Compliance Supervisor The candidate will... Evaluate and track portfolio compliance for Fund holdings within... records as required by regulatory agencies. Monitor and approve... reporting in compliance system for personal trading,... Provide support to other members of compliance team as needed.... read more
Company
In-House, Scotiabank
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jan 21, 19
Info Source
Employer
Total Views
16
activities and ensuring all regulatory filings are made. Ensures... compliance with governing legislation and regulatory requirements. Independently schedule and... and board meetings; Ensure regulatory and corporate governance requirements... preparation of minutes and regulatory filings are completed; Maintain... and external auditors and regulatory bodies, maintaining secure custody...... read more
Company
In-House
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 17, 19
Info Source
Employer
Total Views
5
. Ensure compliance with regulatory standards and policies within... Bank and Risk and Compliance programs in an effort... Compliance level of compliance with regulatory and operational requirements. Identify... resources (outside legal counsel, regulatory consultants) that specialize in... business to maintain the regulatory integrity of the Bank’s...... read more
Company
In-House, Tiffany & Company
Experience
Location
New York City, NY
Posted Date
Jan 22, 19
Info Source
Employer
Total Views
22
Corporate Paralegal The candidate will assist... subsidiary governance and record-keeping, compliance and commercial and other... calendar/docketing, operations issues and file maintenance. Conduct research on regulatory and corporate legal issues... relevant to the company and prepare summaries, memos and related documents.... read more
Company
In-House
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
4
Regulatory Review & Challenge, Analyst... the MUFG financial crimes compliance framework, including the roles... of Internal Audit and Compliance Testing.. Develop an understanding... Anti-Bribery & Corruption (“ABC”) regulatory regimes.. Work with issue... to remediate financial crime compliance framework gaps identified by... compliance... read more
Company
In-House, Altegris Investments, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jan 23, 19
Info Source
Employer
Total Views
6
Compliance Supervisor The candidate will... Evaluate and track portfolio compliance for Fund holdings within... records as required by regulatory agencies. Monitor and approve... reporting in compliance system for personal trading,... Provide support to other members of compliance team as needed.... read more
Company
Public Interest, Hadassah
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jan 08, 19
Info Source
Employer
Total Views
4
Paralegal Responsibilities: Manage and assist... state, federal and international regulatory compliance efforts. Conduct and... solicitation licenses, and other compliance requirements. Maintain agreement templates... and policies of the legal department. Assist in managing portfolio of trademarks, including clearance, registrations, renewals, monitoring... read more
Narrow Your Search Results - Try Advanced Search

Search All New York City Regulatory Compliance Paralegal Jobs