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40 jobs found for

Regulatory Compliance Paralegal Jobs in New York City

Job info
Company
Recruiter, Yorkson Legal, Inc.
Experience
Location
New York City, NY
Posted Date
Feb 10, 18
Info Source
Recruiter
Total Views
15
Regulatory Compliance Paralegal The candidate... should have good research skills.... read more
Company
In-House, Newmark Grubb Knight Frank
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 24, 18
Info Source
Employer
Total Views
120
Paralegal Duties: Under minimal supervision... matters. State and federal regulatory compliance and corporate organization;... research of applicable state regulatory and licensing requirements relative... Real Estate regarding licensing, regulatory compliance, fee arrangements and... supervisory assistance to litigation paralegal as needed. Assist with...... read more
Company
Recruiter, Yorkson Legal, Inc.
Experience
Location
New York City, NY
Posted Date
Jan 29, 18
Info Source
Recruiter
Total Views
6
Paralegal - Annuity Products The... contracts, amendments, and other regulatory submissions for group annuity... products. Will analyze contracts and review applicable laws and regulations to ensure contracts filed are in compliance. Note: This is... a four month temporary assignment.... read more
Company
Recruiter, Yorkson Legal, Inc.
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 30, 18
Info Source
Recruiter
Total Views
13
delinquencies. Responsible to incorporate compliance requirements arising out of... and outside counsel on regulatory matters related to consumer... years of consumer lending compliance experience. Prior experience in... a law firm or collection department preferred. Consumer Financial Protection Bureau (CFPB) and... read more
Company
Recruiter, Yorkson Legal, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jan 30, 18
Info Source
Recruiter
Total Views
8
Paralegal - Prime Brokerage The... in compliance with corporate, regulatory and legal requirements and... needed based upon evolving regulatory requirements, and under attorney... guidance. Review NDAs and provide suggested edits and comments for attorney’s review. Perform research at attorney direction.... read more
Company
Recruiter, Yorkson Legal, Inc.
Experience
Location
New York City, NY
Posted Date
Jan 30, 18
Info Source
Recruiter
Total Views
9
Paralegal - Financial Services The... in compliance with corporate, regulatory and legal requirements and... agreements as needed based upon evolving regulatory requirements, and under attorney... guidance; Review NDAs and provide suggested edits and comments for attorney’s review; and Perform research.... read more
Company
Recruiter, Yorkson Legal, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Feb 01, 18
Info Source
Recruiter
Total Views
23
of the company's administrative, regulatory and legal matters. Will... with the legal and compliance team, including senior attorneys,... 4 and Form ADV. Regulatory compliance and knowledge of... foreign... antitrust analysis and filings required. Fluency in Portuguese, Urdu, Mandarin or other... read more
Company
In-House, Black & Veatch Holding Company
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer
Total Views
19
to Proceed (NTP). Ensures compliance to the quality and... Reviews zoning drawings for compliance with jurisdictional, regulatory and... client requirements. Prepares,... submits and obtains jurisdictional entitlements which may include applications and presentations before governmental or architectural review boards. Completes Lease... read more
Company
In-House, Hunt Companies
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
May 24, 18
Info Source
Employer
Total Views
82
the CCO in conducting regulatory compliance tests/surveillance to ensure... with various investment adviser regulatory requirements. Additional duties include... analyzing applicable law, regulation, regulatory developments and industry best... documentation. Identifies and defines regulatory issues and monitoring regulatory... developments applicable to the... regulatory... read more
Company
Recruiter, Yorkson Legal, Inc.
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Mar 19, 18
Info Source
Recruiter
Total Views
5
Corporate Paralegal - In House The... full range of corporate, regulatory and logistical support to... relative to corporate and regulatory changes and trends impacting... processing of contracts and standard forms. Manage the corporate compliance calendar and assist with... filing requirements.... read more
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