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Regulatory Compliance Paralegal Jobs in Iowa

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Job info
Company
In-House, Aegon Asset Management
Experience
Location
Cedar Rapids, IA
Posted Date
Jun 21, 18
Info Source
Employer
Total Views
58
Assure compliance with investment regulatory requirements and with company... policy on wiring of funds. Insure all relevant documentation has been secured for to satisfy audit & regulatory requirements. Lead regular verbal... Assure compliance with investment regulatory requirements and with company...... read more
Company
In-House, Merchants Bonding Company (Mut...
Experience
4-6 yrs required
Location
West Des Moines, IA
Posted Date
Jun 20, 18
Info Source
Employer
Total Views
194
Total Applies
3
controls with respect to regulatory and procedural compliance, and... in legal research or paralegal training or equivalent work... experience as a paralegal or legal researcher plus... of experience in a research or compliance role in insurance, financial,... or surety industries.... read more
Company
In-House, Pharmacists Mutual Companies
Experience
Min 7 yrs required
Location
Algona, IA
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
38
Compliance Specialist I The candidate... the Company is in compliance with all laws and... analyzes and communicates new regulatory initiatives. Assists with the... any required reports. Conducts compliance reviews of Company advertising,... trains employees to meet regulatory requirements. Provides support and... compliance... read more
Company
In-House, Principal Financial Services, ...
Experience
4-6 yrs required
Location
Des Moines, IA
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
38
Paralegal Analyst Responsibilities: Work as... Tax; Exam coordination; Government compliance. Manages complex projects with... clients. Drafts legal and/or regulatory/legislative memoranda, documents, and forms... to various legal and/or regulatory/legislative issues and develops systems... policies and procedures for the department or the... read more
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