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Regulatory Compliance Paralegal Jobs in Inglewood

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Job info
Company
In-House
Experience
1-2 yrs required
Location
Beverly Hills, CA
Posted Date
Mar 21, 19
Info Source
Employer
Total Views
6
Regulatory Compliance Consultant Duties: On-the-job... registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year for compliance audits.... read more
Company
Law Firm
Experience
1-2 yrs required
Location
Beverly Hills, CA
Posted Date
Apr 16, 19
Info Source
Employer
Regulatory Compliance Consultant The candidate... registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Majors a plus, and/or Paralegal Certificate from an ABA... Certified program. Working knowledge of Investment Adviser's Act,... read more
Company
Law Firm, Law Offices of Patrick J. Burn...
Experience
Location
Beverly Hills, CA
Posted Date
Apr 11, 19
Info Source
Employer
Total Views
26
Total Applies
2
Paralegal/Legal Assistant The candidate will... registration process. Completing required regulatory annual filings. Creating and/or... documents, advisory agreements, and compliance documents. Reviewing marketing materials.... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Working knowledge of Investment Advisor’s Act,... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Mar 13, 19
Info Source
Recruiter
Total Views
1
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program; Must have working knowledge of Investment Advisor's Act, 1940 Act (Investment... read more
Company
Law Firm
Experience
1-2 yrs required
Location
Beverly Hills, CA
Posted Date
Apr 16, 19
Info Source
Employer
Paralegal/Legal Assistant The candidate will... registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Should have working knowledge of Investment... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Mar 11, 19
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1 2 years experience in the securities industry preferred. Working knowledge... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Apr 08, 19
Info Source
Recruiter
Total Views
1
registration process. Completing required regulatory annual filings. Creating and/or... documents, advisory agreements, and compliance documents. Reviewing marketing materials.... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1-2 years of experience in the securities industry preferred. Working knowledge... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Apr 15, 19
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program is required. Working knowledge of Investment Advisor's Act, 1940 Act (Investment... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Mar 19, 19
Info Source
Recruiter
Total Views
1
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1 2 years experience in the securities industry preferred. Working knowledge... read more
Company
In-House
Experience
1-2 yrs required
Location
Beverly Hills, CA
Posted Date
Mar 21, 19
Info Source
Employer
Total Views
6
Compliance Consultant & Examiner Duties:... and/or state registration process; Completing required regulatory annual filings; Creating and/or... revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Reviewing and/or drafting employment agreements; Formation of legal entities; Overtime as needed.... read more
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