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Regulatory Compliance Paralegal Jobs in Inglewood

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Job info
Company
Law Firm, Law Offices of Patrick J. Burn...
Experience
Location
Beverly Hills, CA
Posted Date
Dec 01, 18
Info Source
Employer
Total Views
2
Paralegal/Legal Assistant The candidate will... registration process. Completing required regulatory annual filings. Creating and/or... documents, advisory agreements, and compliance documents. Reviewing marketing materials.... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Working knowledge of Investment Advisor’s Act,... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
Nov 30, 18
Info Source
Recruiter
Total Views
4
Total Applies
1
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program is required. Working knowledge of Investment Advisor's Act, 1940 Act (Investment... read more
Company
Law Firm, Law Offices of Patrick J. Burn...
Experience
1-3 yrs required
Location
Beverly Hills, CA
Posted Date
Dec 15, 18
Info Source
Employer
Total Views
1
Entry To Mid-level Paralegal / Legal Assistant The... registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Working knowledge of... read more
Company
Law Firm
Experience
Min 6 yrs required
Location
Los Angeles, CA
Posted Date
Dec 12, 18
Info Source
Employer
Total Views
5
compliance with legal and regulatory requirements and business needs.... the Senior Director of Compliance and Information Governance, National... Records Manager or local Office Administrator. In conjunction with local Office Administrators, directly supervise Records Center staff in assigned Region and be... read more
Company
Law Firm
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Nov 24, 18
Info Source
Employer
Total Views
1
Paralegal The candidate will be... of corporate transactions and regulatory compliance in connection with... cannabis industry clients. Calendaring deadlines imposed by clients and regulatory agencies, drafting agreements of... all types, powering through levels of bureaucracy in order to escalate issues,... read more
Company
Law Firm
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Nov 29, 18
Info Source
Employer
Total Views
1
and financial reporting in compliance with rules and regulations... while managing to the Firm’s financial expectations. This position can be located in accounting and financial and regulatory reporting. Maintain strong relationships... Ensure the financial and regulatory reporting is timely and...... read more
Company
In-House, Anthem, Inc.
Experience
Min 2 yrs required
Location
Los Angeles, CA
Posted Date
Dec 05, 18
Info Source
Employer
Total Views
19
the corporation. Assists with regulatory governance and compliance issues,... diploma; 2 years of legal or related experience; or any combination of education and experience, which would provide an equivalent background. Paralegal Certification or an AA/AS/BA/BS... in a related field preferred.... read more
Company
Law Firm
Experience
6-8 yrs required
Location
Los Angeles, CA
Posted Date
Dec 04, 18
Info Source
Employer
Total Views
3
compliance with legal and regulatory requirements, as well as... federal, state, and local compliance requirements related to employee... relations. Other duties may be assigned to fully meet the requirements of the position. Bachelor's degree in Management or Human Resources or... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Los Angeles, CA
Posted Date
Oct 02, 18
Info Source
Recruiter
Total Views
108
Total Applies
1
most. Paralegal (Commercial Cannabis Transactions/Regulatory Compliance) Duties: Help that market... and purchase agreements, and regulatory compliance. May include senior... level... of corporate transactions and regulatory compliance in connection with... cannabis... imposed by clients and regulatory agencies, drafting agreements of... Qualifications: Bachelor's Degree; Paralegal Certificate or equivalent; 3+...... read more
Company
Law Firm
Experience
Min 6 yrs required
Location
Los Angeles, CA
Posted Date
Dec 12, 18
Info Source
Employer
Total Views
4
compliance with legal and regulatory requirements and business needs.... the Senior Director of Compliance and Information Governance, National... Records Manager or local Office Administrator. In conjunction with local Office Administrators, directly supervise Records Center staff in assigned Region and be... read more
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