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Regulatory Compliance Paralegal Jobs in Inglewood

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Job info
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
Apr 30, 18
Info Source
Recruiter
Total Views
6
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1 2 years experience in the securities industry preferred. Working knowledge... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
May 04, 18
Info Source
Recruiter
Total Views
5
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act),... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
May 09, 18
Info Source
Recruiter
Total Views
4
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents. Will work on... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program is essential. Working knowledge of Investment Advisor's Act, 1940 Act (Investment... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
Jun 12, 18
Info Source
Recruiter
Total Views
10
Total Applies
1
the most. Entry To Mid-level Paralegal / Legal Assistant The... registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Working knowledge... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
May 16, 18
Info Source
Recruiter
Total Views
6
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1 2 years experience in the securities industry preferred. Working knowledge... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
May 31, 18
Info Source
Recruiter
Total Views
5
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1 2 years experience in the securities industry preferred. Working knowledge... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
Jun 06, 18
Info Source
Recruiter
Total Views
9
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1 A A 2 years experience in the securities industry preferred.... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
Jun 13, 18
Info Source
Recruiter
Total Views
2
have the most. Mid level Paralegal/Legal Assistant The candidate will... work on completing required regulatory annual filings; creating and/or... documents, advisory agreements, and compliance documents. Reviewing marketing materials.... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program is essential.... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
May 18, 18
Info Source
Recruiter
Total Views
4
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. 1 2 years experience in the securities industry preferred. Working knowledge... read more
Company
Law Firm, Law Firm Staff
Experience
Location
Beverly Hills, CA
Posted Date
May 24, 18
Info Source
Recruiter
Total Views
2
registration process; Completing required regulatory annual filings; Creating and/or... documents, advisory agreements, and compliance documents; Reviewing marketing materials;... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act),... read more
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