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19 jobs found for

Paralegal Compliance Officer Jobs in Manhattan

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Company
Recruiter, Yorkson Legal, Inc.
Experience
5-10 yrs required
Location
Manhattan, NY
Posted Date
Jan 31, 18
Info Source
Recruiter
Total Views
84
Inhouse Contracts Paralegal The candidate will prepare... Oversee Document Management and Compliance Process and Training. Manage... the Archive. Track employee compliance with the project closing... Technology Officer to ensure compliance with IT policies and... procedures. Perform quarterly compliance audits. Support training of... Compliance... read more
Company
Recruiter
Experience
Location
Manhattan, NY
Posted Date
May 21, 18
Info Source
Recruiter
keep record of such compliance. Assist with the selection... of legal source materials, handle purchases, organize and be responsible for keeping such materials up-to-date. Keep legal department up-to-date with current law office practices and standards by, among other things, keeping... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
May 19, 18
Info Source
Employer
Total Views
26
with Bank Management, Finance, Compliance and Legal personnel. Periodically... required. J.D. degree or paralegal experience is strongly preferred.... Should preferably have 5+ years of Board Corporate Secretary experience. A thorough understanding of the Bank's business is required. Basic knowledge of... read more
Company
In-House, Barclays Bank PLC
Experience
Location
New York City, NY
Posted Date
May 17, 18
Info Source
Employer
Total Views
14
Private Side Compliance Officer The candidate on... global financial institution, ensure compliance with regulatory requirements, interactions,... trends. Provide primary advisory compliance coverage, real time support,... Fixed Income Syndicate. Ensure compliance with external regulations by... proper global completion of Compliance-related advisement, regulatory submissions, and... compliance... read more
Company
Recruiter, Yorkson Legal, Inc.
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Mar 06, 18
Info Source
Recruiter
Total Views
39
Paralegal - Inhouse The candidate... the Chief Legal and Compliance Officer. Must have 3+... of experience working in a law firm or corporation. Bachelor’s degree and paralegal certificate required and experience... in Retirement Benefits, Contracts and/or procurement experience a plus.... read more
Company
In-House, Hunt Companies
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
May 18, 18
Info Source
Employer
Total Views
75
Compliance Legal Analyst The candidate... report to the Chief Compliance Officer (CCO), the Compliance/Legal... Analyst is responsible for... CCO in conducting regulatory compliance tests/surveillance to ensure compliance... with various investment adviser... compliance years’ experience as a paralegal in a corporate, government...... read more
Company
In-House, National Basketball Associatio...
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
May 02, 18
Info Source
Employer
Total Views
19
Paralegal The candidate will provide... support to Deputy Chief Compliance Officer, including: participate in... Will support for the compliance digital applications for due... diligence and gifts. Manage compliance-related records. Support for compliance... training initiatives. Perform compliance-related... research and maintain library...... read more
Company
In-House, Hunt Companies
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
May 03, 18
Info Source
Employer
Total Views
14
RIA Compliance Legal Analyst The candidate... the CCO in maintaining compliance with the Advisers Act.... Additional duties include compliance support, such as reviewing... compliance required, preferably in Business/Accounting/Finance. Paralegal certificate ideal. Must have... Should have experience with paralegal duties in a corporate,...... read more
Company
In-House, Newmark Grubb Knight Frank
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 18, 18
Info Source
Employer
Total Views
115
Paralegal Duties: Under minimal supervision... State and federal regulatory compliance and corporate organization; assist... Estate regarding licensing, regulatory compliance, fee arrangements and qualifications... and transactional support. Provide supervisory assistance to litigation paralegal as needed. Assist with... risk management related inquiries.... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 19, 18
Info Source
Employer
Total Views
46
with Bank Management, Finance, Compliance and Legal personnel. Periodically... required. J.D. degree or paralegal experience is strongly preferred.... Should preferably have 5+ years of Board Corporate Secretary experience. A thorough understanding of the Bank's business is required. Basic knowledge of... read more
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