Compliance Record/Subpoena Analyst - (2533)... to LinkedIn.
Compliance Record/Subpoena Analyst
Buena... member of the Consumer Compliance Program within CES and... investigation/SAR filing to AML Compliance;
Document analysis and... to the Legal and Compliance Departments
Principal Responsibilities: Enhances... Assists in ensuring company compliance guidelines are followed and... reported upon.Participates in annual Audit documentation preparation. Maintains, updates and prioritizes multiple forms of communications including Outlook Inbox and Calendars on a continual basis. Exercises judgment...