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complianceparalegal The candidate will be... 2-8 years of legal compliance experience within a global... law firm or corporation required. Advanced skills with PowerPoint, Visio and other visual communication programs required.... read more
Paralegal - Commercial Contract, Litigation... and Compliance
Responsibilities: A senior commercial... contract, litigation and compliance paralegal will provide critical... support... to the legal department and the business in reviewing, assessing, and commenting on vendor agreements and other contracts; managing changes,...
In-House Mutual Fund Compliance/ 1940 Act Paralegal
The... candidate must have 3+ years of securities compliance/1940 Act experience at a... large law firm, investment co. or Hedge Fund. Experience assisting with 1940 Act filings and FINRA requirements is needed....
The candidate should... total legal experience. Corporate Paralegal experience that includes some... M&A experience, 1940's Act experience etc. required. Excellent Attention To Detail and Great Writing Skills a must. Strong Technical Skills; MS Office, Redlining/Blacklining, Internet Research, etc....
Junior Compliance Paralegal
The candidate will... support the core compliance team and will help... retail clients. Will assist Compliance Associates with the on-boarding... subpoenas. BA/BS preferred or relevant work experience. Must have prior experience in KYC/AML. Should have compliance background....
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Paralegal - Compliance
The candidate will assist... related to the league's compliance function, including: planning, communications,... assisting with preparation of compliance training materials; conducting legal... have 3 years of paralegal experience, preferably within a... law firm, is desired. Bachelor's Degree...
Compliance Legal Analyst
The candidate... report to the Chief Compliance Officer (CCO), the Compliance/Legal... Analyst is responsible for... CCO in conducting regulatory compliance tests/surveillance to ensure compliance... with various investment adviser... requirements. Additional duties include compliance support, such as reviewing... compliance...