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6 jobs found for

Trade Compliance Counsel Jobs in Wilmington

Job info
Company
In-House, The M&T Bank
Experience
Min 3 yrs required
Location
Wilmington, DE
Posted Date
Apr 13, 18
Info Source
Employer
Total Views
16
Vice President, Counsel – Retirement Plan and... and state blue sky compliance matters, and negotiation and... the Division. Overseeing external counsel used to support the... Partnering with the organization’s compliance, risk and audit groups... on Division matters. Providing legal analysis... read more
Company
In-House, Chatham Financial
Experience
Min 3 yrs required
Location
Kennett Square, PA
Posted Date
Apr 18, 18
Info Source
Employer
Total Views
8
that assess current regulatory compliance programs and/or develop appropriate... by analyzing client and trade-specific information, and assisting in... ensuring requirements are met. Drive delivery on project engagements through collaboration with team members to combine regulatory subject matter expertise and integration... read more
Company
In-House, The Vanguard Group, Inc.
Experience
Min 4 yrs required
Location
Malvern, PA
Posted Date
Apr 17, 18
Info Source
Employer
Total Views
82
Associate Counsel - Derivatives The candidate... developments and initiatives. Advise, counsel, and educate internal clients... and inform for better compliance with policies, regulations and... business unit managers/employees, and external entities such as outside counsel, clients, vendors, and other... business partners.... read more
Company
In-House, The Vanguard Group, Inc.
Experience
Min 8 yrs required
Location
Malvern, PA
Posted Date
Apr 17, 18
Info Source
Employer
Total Views
20
Senior Counsel, Marketing and Distribution The... funds and ETFs globally. Provide thought leadership on industry distribution practices and arrangements. Serve as a legal resource for the Advertising Compliance Unit. Monitor regulatory changes... and coordinate efforts with regulators and trade associations.... read more
Company
In-House, Lincoln National Corporation.
Experience
4-6 yrs required
Location
Radnor, PA
Posted Date
Apr 12, 18
Info Source
Employer
Total Views
29
Counsel, Corporate Law - Securities... monitor and ensure Lincoln’s compliance with governance-related requirements under... research. Provide advice and counsel on legal aspects of... requests. Provide advice and counsel regarding subsidiary management and... for the Pennsylvania In-House Counsel Limited Licensure) is essential....... read more
Company
In-House
Experience
8-10 yrs required
Location
Philadelphia, PA
Posted Date
Mar 23, 18
Info Source
Employer
Total Views
11
Counsel, ASEAN on commercial, operational, compliance, and regulatory issues, including,... others. Developing and providing compliance and other policy trainings... maintenance, and restructuring, ensuring compliance with applicable legal requirements... to corporate governance. Supporting trade secret, confidentiality, trademarks, and... and business counsel. Coordinating compliance efforts and response actions...... read more
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