Trade Compliance Counsel Jobs in Connecticut

Associate Director and Senior Counsel The candidate provides legal... include: Intellectual Property, Regulatory, Trade, Compliance, Contracting, Environmental, Employment,... include: Intellectual Property, Regulatory, Trade, Compliance, Contracting, Environmental, Employment,... other in-house and outside counsel where appropriate. Also advises,... engages in-house or outside counsel where appropriate. Manages (either...... read more

investment adviser registration and compliance. The ideal candidate must... or more of the following: seed investments and investor side letters, fund service provider contracts, reviewing/drafting compliance policies and procedures, commodity... pool operator/commodity trading advisor registration, general compliance and contract matters.... read more

Compliance Analyst, Officer The candidate’s... including alternative managers, monitoring compliance with federal securities law,... infrastructure and effectiveness of Compliance Program. Perform periodic due... the Registered Funds Chief Compliance Officer and/or a delegate... of Board materials. Monitor compliance with the Global State...... read more

Senior Manager, Counsel The candidate drafts and... Reviews advertising content for compliance with applicable law and... in-house attorneys and outside counsel regarding privacy, data security,... intellectual property, employment, antitrust and other issues raised by advertising content and advertising deals. Trains,... read more

investment adviser registration and compliance. The ideal candidate should... provider contracts, reviewing / drafting compliance policies and procedures, commodity... pool operator / commodity trading advisor registration, general compliance and contract matters. Outstanding... academic credentials and major law firm experience required.... read more

Associate General Counsel The candidate will be... of employees and outside counsel in a cost-effective manner;... procedures for effectiveness and compliance and developing and implementing... designing, executing and overseeing compliance training programs for company... procedures for effectiveness and compliance and experience developing and... counsel... read more