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Trade Compliance Counsel Jobs in Charlotte

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
7
Counsel and Trading Duties: Advise Compliance and business line partners... or initiatives to develop compliance and supervisory policies, procedures... practices to ensure regulatory compliance with significant new securities... regulations; (iii) support WFS Compliance personnel in responding to... service initiatives to ensure compliance with rules and regulations...... read more
Company
In-House, PricewaterhouseCoopers LLP.
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
23
the areas of tax compliance and consulting services tailored... to organizations with domestic operations with the goal of tax minimization. Comprehensive technical skills in ASC 740 and FIN 48. Comprehensive technical partnership tax planning and compliance. Considerable experience identifying and...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Charlotte, NC
Posted Date
Feb 16, 19
Info Source
Employer
Total Views
7
be responsible for tax compliance and advisory work for... be involved in tax compliance accounts for hedge funds,... mutual funds and/or private equity funds. Should have solid technical knowledge in the asset management tax area. Ability to analyse trading reports... read more
Company
In-House
Experience
Min 6 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
5
Counsel 4 Corporate Regulatory Section... laws. The advice and counsel provided by Section attorneys... the Legal Department and counsel to Business Groups and... and corporate risk and compliance policies, the Company’s risk... include participating in industry trade association meetings; and preparing...... read more
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