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3 jobs found for

Trade Compliance Attorney Jobs in Stamford

Job info
Company
Law Firm
Experience
3-7 yrs required
Location
Stamford, CT
Posted Date
May 10, 18
Info Source
Employer
Total Views
6
including Investment Advisers act compliance, Securities Act (Regulation D... and Regulation S) and 3(c) exclusions under Investment Company Act; counsel advisers on compliance with Commodities Exchange Act... (CEA); experience with registering as an investment adviser under the Advisers Act, registration... read more
Company
Recruiter, BCG Attorney Search
Experience
3-8 yrs required
Location
Stamford, CT
Posted Date
May 19, 18
Info Source
Recruiter
Total Views
37
our client seeks corporate attorney with 3-7 years of... including Investment Advisers act compliance, Securities Act (Regulation D... and Regulation S) and 3(c) exclusions under Investment Company Act; Counsel advisers on compliance with Commodities Exchange Act... (“CEA”); Counsel clients in... read more
Company
In-House, Kellogg NA Co.
Experience
Min 2 yrs required
Location
White Plains, NY
Posted Date
May 15, 18
Info Source
Employer
Total Views
23
and policies, including ensuring compliance with all Section 16... affiliates. Ensure the company's compliance with NYSE listing standards.... of business topics including general corporate matters, antitrust, intellectual property, commercial law, trade, UCC provisions, dispute resolution,... commercial liability and risk assessment.... read more
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