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Senior Counsel, Regulatory Compliance
The candidate will provide... respect to firm's regulatory compliance program, including international trade... compliance, antitrust compliance, product... materials... compliance and anti-corruption compliance. Will... developments relating to firm's compliance program and communicates relevant... compliance with respect to international trade compliance, antitrust compliance, product......
recovery program. Monitor/Direct firmwide compliance programs, including independence, insider... requirements to ensure firmwide compliance. Assist in preparation of... periodic compliance reviews, including correspondence review,... and strategies are in compliance with applicable regulations and... Research, understand and maintain compliance with Investment Advisers Act......