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Trade Compliance Attorney Jobs in New York

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SPONSORED JOB
Company
UBS
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Jan 01,19
Info Source
Total Views
37
of Americas Electronic Trading compliance & Operational Risk The candidate... and functional leaders in compliance legal, risk, and IT... the Americas Electronic Trading compliance team team and participate... Framework. Draft and review compliance policies and procedures related compliance read more
SPONSORED JOB
Company
UBS
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 02,19
Info Source
Total Views
31
Electronic Trading compliance & Operational Risk Officer The... and functional leaders in compliance legal, risk, and IT... Framework. Draft and review compliance policies and procedures related... trading. Develop and deliver compliance training.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
14
Legal Counsel - Compliance (Anti-Corruption and LATAM) Duties:... Policies & Procedures in compliance with all applicable laws... other members of the Compliance team, to support a... strong anti-bribery and corruption compliance culture and drive appropriate... compliance topics including ethics, anti-bribery, trade compliance, confidentiality, conflicts of...... read more
Company
In-House
Experience
7-9 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
11
laws matters and related. compliance, including Securities Act and... and procedures to ensure compliance with SEC and other... practices to ensure continued compliance. Assisting corporate secretary in... all corporate secretarial function matters, including preparation of notices, agendas and materials for... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Location
New York City, NY
Posted Date
Jan 18, 19
Info Source
Employer
Total Views
32
close coordination with Legal, Compliance, Trading and Research teams,... close coordination with Legal, Compliance, Trading and Research teams,... & Trading personnel in compliance with information barriers ... investment bank legal or compliance dept. strongly preferred ... bank loans and bankruptcy trade claims preferred, not required...... read more
Company
In-House
Experience
Min 20 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
7
TSS Senior Lead Attorney Responsibilities: Assisting key business,... modeling) and legal and compliance stakeholders with business expansions... providing well-researched guidance on compliance with rules and regulations... regulation, relating to securities, compliance obligations and regulatory examinations;... negotiating, drafting, developing and maintaining... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 18, 19
Info Source
Employer
Total Views
12
Compliance Product Officer - ICG... an Equity Derivatives product compliance risk officer for Independent... Compliance Risk Management (ICRM) responsible... Primary responsibilities include monitoring compliance risk behaviors and providing... day-to-day Compliance advice relating to the... Compliance, for ICRM. Provide global trade subject matter expertise to...... read more
Company
In-House, Barclays Bank PLC
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 15, 19
Info Source
Employer
Total Views
20
Equities and Electronic Trading Attorney Duties: Managing Legal risk... with senior business and Compliance personnel across the Equities... other related stakeholders (Legal, Compliance, Ops, Risk, etc.) to... manage the execution of cash equities transactions and the legal issues relating to... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
26
Director, Trade Compliance Counsel The candidate... will serve as Director, Trade Compliance Counsel reporting to... the VP-International Trade, Global Compliance Counsel. Will... and regulations governing international trade of goods (imports and... compliance with applicable international trade regulatory policies, laws and... trade... read more
Company
In-House, UBS
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
21
Equity Derivative Compliance & Operational Risk Officer... and functional leaders in compliance, legal, risk, and IT... Framework. To draft and review compliance policies and procedures related... to equity and equity derivative sales and trading. To Develop and deliver compliance training.... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Jan 11, 19
Info Source
Employer
Total Views
14
AML Compliance Officer, Park Avenue Securities... Park Avenue Securities AML Compliance Officer will oversee and... In addition to ensuring compliance with all applicable BSA/AML... a broader, centralized AML compliance function supporting the broader... AML and OFAC broker-dealer compliance function. Review, interpret... Compliance... read more
Company
Government
Experience
Min 10 yrs required
Location
Niskayuna, NY
Posted Date
Jan 08, 19
Info Source
Employer
Total Views
58
related areas such as compliance and other transactions. Provide... contracts. Assist with the compliance and provide training in... as a steward of compliance for the company. As... legal aspects of international trade compliance, data rights, trademarks,... copyrights, nondisclosure agreements, trade regulations, anti-trust laws, purchasing,...... read more
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