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Trade Compliance Attorney Jobs in Maryland

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Job info
Company
In-House, T. Rowe Price Group, Inc.
Experience
Min 6 yrs required
Location
Owings Mills, MD
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
45
advice regarding operations and compliance matters, such as annual... financial reporting, filing of Form 5500 for collective investment trusts, certification of participation compliance under DOL regulations, and... ERISA 408(b)(2) disclosure requirements, and provide guidance and/or interpretation regarding relevant agreements such... read more
Company
In-House
Experience
Location
Oxon Hill, MD
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
7
to the business development, compliance, labor and legal affairs... all legal and regulatory compliance issues related to business... governance, risk management, and compliance with local and state... Work with Corporate Compliance to develop and communicate... Responsible for ensuring compliance with Maryland Gaming Commission... compliance... read more
Company
Public Interest, FINRA.
Experience
Location
Rockville, MD
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
6
substantive knowledge of regulatory compliance in positions of increasing... the investing public; providing trade reporting and other industry... utilities; and administering the largest dispute resolution forum for investors and registered firms. FINRA uses technology powerful enough to look across markets... read more
Company
Public Interest, FINRA.
Experience
Location
Rockville, MD
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
5
substantive knowledge of regulatory compliance in positions of increasing... the investing public; providing trade reporting and other industry... utilities; and administering the largest dispute resolution forum for investors and registered firms. FINRA uses technology powerful enough to look across markets... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
Location
Baltimore, MD
Posted Date
Oct 08, 18
Info Source
Employer
Total Views
9
firm’s business units and compliance department regarding CFTC policies... firm’s business units and compliance department regarding investment advisory... state bar Senior attorney with Law firm and/or... the financial services industry experience 8-15 years in practice area Must have... read more
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