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Senior Trade Compliance Counsel Jobs in South Carolina

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In-House, LPL Financial
Fort Mill, SC
Posted Date
Oct 11, 18
Info Source
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Risk Officer within LPL’s Compliance, Legal and Risk (CLR)... a large team of compliance professionals responsible for: ... such as AML Investigations, Senior Investor Protection, and Sales... that maintains the Firm’s compliance with the Bank Secrecy... compliance, for various audiences, including senior management of the Firm...... read more
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