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Senior Trade Compliance Counsel Jobs in North Hempstead

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 12, 18
Info Source
Employer
Total Views
27
Assistant General Counsel – Credit Markets, E-Trading/Data... and policy advice to senior management, bankers, traders, salespersons... Control Functions to ensure compliance by business with applicable... laws, regulations and policies/procedures, including through periodic reviews of such laws and regulations, serving as... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
196
working closely with the senior coverage attorneys and the... and service working with Compliance, Risk and the business... units to implement new regulatory initiatives and respond to regulatory inquiries coordinating with Operations and IT personnel and other coverage attorneys to... read more
Company
In-House
Experience
Min 5 yrs required
Location
Stamford, CT
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
31
Senior Manager, Counsel The candidate... Reviews advertising content for compliance with applicable law and... the business team and senior in-house attorneys on Charter... in-house attorneys and outside counsel regarding privacy, data security,... intellectual property, employment, antitrust and other issues raised... read more
Company
In-House, Cognizant
Experience
Min 1 yrs required
Location
Teaneck, NJ
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
55
Total Applies
4
Corporate and Securities Counsel The candidate will be... legal advice to ensure compliance with SEC rules and... board of directors and senior management, including with respect... counsel the Company, and supporting senior management and various departments,... staff and being the senior associate on a deal,...... read more
Company
In-House, State Street Corporation.
Experience
2-4 yrs required
Location
Stamford, CT
Posted Date
Aug 03, 18
Info Source
Employer
Total Views
27
Compliance Analyst, Officer The candidate’s... including alternative managers, monitoring compliance with federal securities law,... as well as with senior level individuals at partner... infrastructure and effectiveness of Compliance Program. Perform periodic due... the Registered Funds Chief Compliance Officer and/or a delegate... compliance... read more
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