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14 jobs found for

Senior Trade Compliance Counsel Jobs in North Hempstead

Job info
Company
In-House, MasterCard
Experience
Min 5 yrs required
Location
Purchase, NY
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
10
Senior Counsel - Enterprise Partnerships... business payments and global trade, travel and entertainment, and... relevant intellectual property, regulatory, compliance, privacy and local law... considerations. Monitor and evaluate relevant industry trends in technology and payments, including applicable laws and government regulations... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
145
Tax Services Senior - Financial Services -... be involved in tax compliance accounts for hedge funds,... mutual funds and/or private equity funds. Should have a Bachelor's degree and 3+ years of related work experience or an Advanced degree in tax... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Feb 20, 18
Info Source
Employer
Total Views
60
Compliance Manager - US Markets... Duties: Responsible for compliance aspects of the US... Compliance and NFA regulations, including trade reporting, and major European... Provide management reporting to Senior Compliance management on various... the Markets LOB. Assist senior management reporting on regulatory...... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
81
working closely with the senior coverage attorneys and the... and service working with Compliance, Risk and the business... units to implement new regulatory initiatives and respond to regulatory inquiries coordinating with Operations and IT personnel and other coverage attorneys to... read more
Company
In-House
Experience
5-10 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
31
trade and prepares reports for senior management. Responsible for developing... updates and reports to senior management. Design and execute... securities compliance-related matters to senior management and in support... initiatives. Work closely with senior management and the compliance... skills to engage with senior management across various business...... read more
Company
Recruiter
Experience
Min 15 yrs required
Location
New York City, NY
Posted Date
Oct 30, 17
Info Source
Recruiter
Total Views
1
Senior Municipal Finance Compliance Officer... Wealth Management Americas Products and Trading team in Compliance; advising on several products,... including taxable and municipal securities, equities, options, futures and structured products. Will be located near Jersey City with some travel to NYC.... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Nov 06, 17
Info Source
Recruiter
Total Views
5
Registered Funds Counsel The candidate will provide... agreements. Work closely with senior management, handle regulatory issues,... work closely with the compliance and fund administration and... accounting teams. Support all business lines (Business Development, Client Administration, Trading, Accounting, operations) on regulatory... read more
Company
In-House
Experience
Min 6 yrs required
Location
New York City, NY
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
21
to assess level of compliance with current practice. Assist... Credit related issues. Oversee senior management reports on regulatory... exams, internal audits, and credit reviews. Develop and update Credit policies and procedures, taking into account current regulatory expectations and Firm practices.... read more
Company
In-House
Experience
8-10 yrs required
Location
New York City, NY
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
62
Senior Legal Counsel The candidate... investigations, wage and hour compliance, leaves of absence, reasonable... areas of supply chain compliance, product sourcing, labeling and... advertising regulations, financial and trade compliance (e.g., FCPA; anti-money... laundering),... Develop, manage and implement compliance and employment-related policies, guidelines,... compliance... read more
Company
In-House
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Feb 22, 18
Info Source
Employer
Total Views
12
Corporate Counsel - Investments and Asset... agreements). Assist with investments compliance issues/policies and reviewing, preparing... corporate governance materials. Support senior lawyers and outside counsel... on complex and fast... Report to the General Counsel. Should have knowledge in... the asset advisory/fund... read more
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