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Senior Trade Compliance Counsel Jobs in North Hempstead

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Job info
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
2
Associate, Compliance at Tower Research Capital... 1998, seeks an entry-level Compliance Associate to join its... New York-based Legal and Compliance team. The role... collaborate with the firm’s senior management and traders, and... with lawyers and other compliance professionals on Legal and... Compliance... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Oct 14, 18
Info Source
Employer
Total Views
1
Markets Counsel IV - Senior Foreign Exchange Attorney The... reports to the Managing Counsel of the Commodities, Foreign... counsel trading, credit, operations and compliance functions. Independently develops and... strong working relationships with senior management of the foreign... business. Works closely with senior leaders to evaluate the...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
3
Litigation Counsel USA -... Broadway Litigation Counsel Job Description:... Counsel mergers and acquisitions, securities, compliance and employment. ... opposing counsel, music industry trade associations, and infringing services.... interface with outside attorneys, senior management and internal employees....... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
4
Corporate Compliance - CIB & Securities... at http://www.jpmorganchase.com/. Our Compliance Function With a... diverse team of Compliance professionals supporting all areas... challenges they face. The Compliance function has a robust... Compliance partner with and advise senior and line managers and...... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
202
working closely with the senior coverage attorneys and the... and service working with Compliance, Risk and the business... units to implement new regulatory initiatives and respond to regulatory inquiries coordinating with Operations and IT personnel and other coverage attorneys to... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
4
Corporate Compliance - CIB & Securities... at http://www.jpmorganchase.com/. Our Compliance Function With a... diverse team of Compliance professionals supporting all areas... challenges they face. The Compliance function has a robust... Compliance partner with and advise senior and line managers and...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 08, 18
Info Source
Employer
Total Views
1
close coordination with Legal, Compliance, Trading and Research teams,... close coordination with Legal, Compliance, Trading and Research teams,... & Trading personnel in compliance with information barriers ... compliance bank loans and bankruptcy trade claims preferred, not required... with team members and senior management across and within...... read more
Company
Government, Federal Reserve Bank of New Yo...
Experience
Location
New York City, NY
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
15
Compliance & Ethics Associate -... Compliance Function: Trading Compliance and... Compliance functions Communicate with senior business management, risk management... and trade desk personnel regularly and... with developing and reviewing trade surveillance reports Knowledge... with both junior and senior business personnel Ability...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Oct 08, 18
Info Source
Employer
Total Views
4
successful candidate must demonstrate compliance knowledge of securities regulation... to clearly communicate with senior management. The candidate will... regulatory guidance to ensure compliance with relevant regulations. ... with the Wealth Management Compliance and Legal teams on... internal and external audits, compliance tests and exams; assist... Compliance... read more
Company
In-House, Ernst & Young Global Limited
Experience
Location
New York City, NY
Posted Date
Oct 14, 18
Info Source
Employer
Total Views
7
Tax Services Senior Manager - National Tax... - Customs and International Trade, New York - NEW00KUU... international career providing global trade advisory services at one... with the requisite global trade knowledge and client-facing skill... opportunity As a Senior Manager in our Global... Trade... read more
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