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Senior Trade Compliance Counsel Jobs in North Hempstead

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Job info
Company
In-House
Experience
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
26
Litigation Counsel USA -... Broadway Litigation Counsel Job Description:... Counsel mergers and acquisitions, securities, compliance and employment. ... opposing counsel, music industry trade associations, and infringing services.... interface with outside attorneys, senior management and internal employees....... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
29
close coordination with Legal, Compliance, Trading and Research teams,... close coordination with Legal, Compliance, Trading and Research teams,... & Trading personnel in compliance with information barriers ... compliance bank loans and bankruptcy trade claims preferred, not required... with team members and senior management across and within...... read more
Company
In-House, UBS
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
37
of Americas Electronic Trading Compliance & Operational Risk The... responsible for liaising with senior management in Equities and... and functional leaders in compliance, legal, risk, and IT... the Americas Electronic Trading Compliance team team and participate... Framework. Draft and review compliance policies and procedures related... compliance... read more
Company
In-House
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jan 08, 19
Info Source
Employer
Total Views
5
Legal Counsel Duties: Provide legal advice... ensure legal and regulatory compliance and best practices with... including GDPR. Collaborate with senior management and specialized outside... legal counsel to assess and mitigate... legal risks. Draft the Transparency Report. Manage and prioritize competing... read more
Company
In-House, UBS
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
21
Equity Derivative Compliance & Operational Risk Officer... responsible for liaising with senior management in the equities... and functional leaders in compliance, legal, risk, and IT... To draft and review compliance policies and procedures related... To Develop and deliver compliance training.... read more
Company
In-House
Experience
Min 20 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
7
TSS Senior Lead Attorney Responsibilities: Assisting... modeling) and legal and compliance stakeholders with business expansions... providing well-researched guidance on compliance with rules and regulations... regulation, relating to securities, compliance obligations and regulatory examinations;... negotiating, drafting, developing and maintaining contracts with... read more
Company
In-House
Experience
Min 10 yrs required
Location
Jersey City, NJ
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
9
Senior Counsel Duties: Providing legal... support to the U.S. Compliance Control Room. Delivering specialized... functional partners. Manage the activities of external counsel to identify the optimal... resources for resolving issues and managing the quality and cost of the external services.... read more
Company
In-House, KPMG International
Experience
Min 3 yrs required
Location
Stamford, CT
Posted Date
Jan 13, 19
Info Source
Employer
Total Views
29
Senior Associate, International Tax The... and preparing and/or reviewing compliance work product, as well... as assist in-house audit teams with reviewing a company's financial reporting of tax implications arising from its global operations and transactions. Advise clients on income tax... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
31
Electronic Trading Compliance & Operational Risk Officer... responsible for liaising with senior management in Equities and... and functional leaders in compliance, legal, risk, and IT... Framework. Draft and review compliance policies and procedures related... trading. Develop and deliver compliance training.... read more
Company
In-House, Barclays Bank PLC
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 15, 19
Info Source
Employer
Total Views
19
equities attorneys and with senior business and Compliance personnel... will work closely with senior business personnel and other... related stakeholders (Legal, Compliance, Ops, Risk, etc.) to... counter parties and their counsel. Will develop a deep... knowledge of market and industry... read more
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