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14 jobs found for

Senior Trade Compliance Counsel Jobs in Jersey City

Job info
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Dec 10, 17
Info Source
Employer
Total Views
82
Tax Services Senior - Financial Services -... be involved in tax compliance accounts for hedge funds,... mutual funds and/or private equity funds. Should have a Bachelor's degree and 3+ years of related work experience or an Advanced degree in tax... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Dec 07, 17
Info Source
Employer
Total Views
28
Compliance Manager - US Markets... Duties: Responsible for compliance aspects of the US... Compliance and NFA regulations, including trade reporting, and major European... Provide management reporting to Senior Compliance management on various... the Markets LOB. Assist senior management reporting on regulatory...... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Dec 06, 17
Info Source
Employer
Total Views
34
working closely with the senior coverage attorneys and the... and service working with Compliance, Risk and the business... units to implement new regulatory initiatives and respond to regulatory inquiries coordinating with Operations and IT personnel and other coverage attorneys to... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Dec 10, 17
Info Source
Employer
Total Views
13
Tax Services Senior Manager - National Tax... - Global Trade The candidate will handle... the management of global trade functional areas within their... companies. Work with global trade colleagues in other countries... suite of company’s global trade services to prospective clients;... trade... read more
Company
In-House
Experience
5-10 yrs required
Location
New York City, NY
Posted Date
Dec 12, 17
Info Source
Employer
Total Views
18
trade and prepares reports for senior management. Responsible for developing... updates and reports to senior management. Design and execute... securities compliance-related matters to senior management and in support... initiatives. Work closely with senior management and the compliance... skills to engage with senior management across various business...... read more
Company
Recruiter
Experience
Min 15 yrs required
Location
New York City, NY
Posted Date
Oct 30, 17
Info Source
Recruiter
Total Views
1
Senior Municipal Finance Compliance Officer... Wealth Management Americas Products and Trading team in Compliance; advising on several products,... including taxable and municipal securities, equities, options, futures and structured products. Will be located near Jersey City with some travel to NYC.... read more
Company
In-House
Experience
1-20 yrs required
Location
New York City, NY
Posted Date
Nov 29, 17
Info Source
Employer
Total Views
50
and Infrastructure/Technology teams. Assist senior attorneys in the legal... matters. Liaise with firm’s compliance group and assist with... implementing select policies and procedures, including reviews of external communications and client questionnaire. Should have D. from a top accredited law school.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Dec 12, 17
Info Source
Employer
Total Views
13
Attorney - Capital Markets Counsel III The candidate will... Counsel trading, credit, operations and compliance functions. Independently develops and... strong working relationships with senior management of the foreign... business. Works closely with senior leaders to evaluate the... laws related to corporate compliance and governance matters are...... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Nov 06, 17
Info Source
Recruiter
Total Views
1
Registered Funds Counsel The candidate will provide... agreements. Work closely with senior management, handle regulatory issues,... work closely with the compliance and fund administration and... accounting teams. Support all business lines (Business Development, Client Administration, Trading, Accounting, operations) on regulatory... read more
Company
In-House
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Dec 12, 17
Info Source
Employer
Total Views
15
Corporate Counsel, Investments & Asset Management... Will assist with investments compliance issues/policies and reviewing, preparing... and preparing corporate governance materials. Will dupport senior lawyers and outside counsel... on complex and fast... paced transactional matters. Will report to the General Counsel.... read more
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