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Senior Regulatory Counsel Jobs in New Jersey

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Job info
Company
In-House
Experience
3-5 yrs required
Location
Jersey City, NJ
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
30
Regulatory Investigations Associate Counsel The... and to respond to regulatory inquiries. Work with senior... attorneys in negotiating the... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... for the resolution of regulatory enforcement matters. Provide counsel... regulatory... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 3 yrs required
Location
Jersey City, NJ
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
7
Senior Counsel - Legal Obligations... as other industry developments, regulatory trends and announcements to... design and implementation of regulatory change management processes that... compliance with legal and regulatory requirement changes and other... regulatory metrics and reporting for senior management on the progress...... read more
Company
In-House, Advisor Group.
Experience
Min 5 yrs required
Location
Jersey City, NJ
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
48
report directly to the Senior Counsel. Will be responsible... for handling regulatory and litigation matters involving... Provide legal support during regulatory examinations. Advise on securities... FINRA arbitration matters and regulatory inquiries and investigations in... Advisor Group to handle regulatory and litigation matters. Draft... regulatory... read more
Company
In-House
Experience
Min 5 yrs required
Location
Abertown, NJ
Posted Date
Aug 19, 18
Info Source
Employer
Capital Markets Counsel 3 - Foreign Exchange... counsel on commercial, legal and regulatory matters. Develops strong working... relationships with senior management of the foreign... business. Works closely with senior leaders to evaluate the... controversial or conflicting. Provides regulatory, structuring, documentation and transactional...... read more
Company
In-House, The Depository Trust & Clearin...
Experience
6-8 yrs required
Location
Jersey City, NJ
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
51
for performing legal and regulatory functions for firm and... as legal counsel to senior business leaders in firm’s... firm. Identify and evaluate regulatory issues as they arise.... Provide legal and regulatory advice in the development... regulatory to firm, including assisting senior management in preparation for...... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
100
and management of all regulatory filings, disclosure and other... and the conduct of regulatory examinations. Assist in the... sales literature; and keeping senior management and other personnel... of pertinent legal and regulatory developments. Provide advice in... including sales practice and regulatory issues. Must have a...... read more
Company
In-House, Metropolitan Life Insurance Co...
Experience
3-5 yrs required
Location
Whippany, NJ
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
14
Senior Compliance Analyst The candidate... of changes in the regulatory environment and assess compliance... concerns. Assist with certain regulatory filings. Bachelor’s Degree, JD... degree is preferred. Experience with firm’s Aladdin system is strongly preferred. Should preferably have 3-5 years relevant... read more
Company
In-House, Valeant
Experience
Min 7 yrs required
Location
Bridgewater, NJ
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
23
Senior Director, Legal The candidate... of commercial contracts, advising regulatory and medical teams and... Expected to interact with senior business leaders. Provides counsel... to marketing, regulatory and medical teams on... advertising and promotional regulations, fraud and abuse laws, and business... read more
Company
In-House, Centrica plc
Experience
Location
Iselin, NJ
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
21
Lead Counsel, Distributed Energy & Power... access to legal and regulatory advice from legal and... regulatory teams providing shared services... to day point of counsel for the Senior Vice... President DE&P North... Counsel any other legal or regulatory matters that arise for...... read more
Company
Law Firm
Experience
3-5 yrs required
Location
Basking Ridge, NJ
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
14
attorney general and other regulatory agency investigations. Provide regulatory... counsel to clients and... counsel to clients and senior level management. Draft legislation,... amendments, legislative testimony, and regulatory comments. Lead other attorneys... and staff as necessary in order to complete projects.... read more
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