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Senior Compliance Officer Jobs in California

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Job info
Company
In-House
Experience
Min 4 yrs required
Location
Los Angeles, CA
Posted Date
Jun 22, 18
Info Source
Employer
Total Views
88
Total Applies
1
Senior Counsel and Americas Chief... Compliance Officer The candidate will... and lead the Americas compliance program. Will report to... litigation, corporate governance, fund-level compliance and risk management matters.... Overseeing the Americas compliance program, including collaborating with... Compliance Working directly with the senior management and leaders of...... read more
Company
Public Interest, Sutter Health
Experience
Min 7 yrs required
Location
San Francisco, CA
Posted Date
May 31, 18
Info Source
Employer
Total Views
96
Compliance Officer Responsibilities : The... Compliance Officer assists senior management... and governance boards... in carrying out their respective roles and responsibilities by providing compliance monitoring, reporting, training and... advice.... read more
Company
In-House, Bloom Energy
Experience
Min 15 yrs required
Location
Sunnyvale, CA
Posted Date
Jun 22, 18
Info Source
Employer
Total Views
134
Senior Director and Legal Counsel... General Counsel and Chief Compliance officer. Will assist the... conducts its business in compliance with applicable SEC laws... Sarbanes-Oxley and 1934 Act compliance and reports (10-K\s, 10-Q\s,... Officer on building out the compliance program, particularly pertaining to...... read more
Company
In-House, STARSIDE SECURITY & INVESTIGAT...
Experience
5-7 yrs required
Location
Diamond Bar, CA
Posted Date
Jun 20, 18
Info Source
Employer
Total Views
500+
Total Applies
8
Senior Counsel / General Counsel... Officer areas of Contracts, HR, Compliance, Securities, M & A/Asset... Human Resources to ensure compliance with all labor laws... CA and FL. Maintaining compliance with Sarbanes-Oxley Act of... 2002 requirements. Maintaining compliance with the Fair Credit...... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Jun 20, 18
Info Source
Employer
Total Views
13
Compliance Analyst (Investor Group) Responsibilities:... development of a holistic Compliance Risk Management Plan for... direction of the Chief Compliance Officer. Identify Compliance key... to the CCO and senior management regularly. Draft policies,... compliance sales, operations, finance, and senior leaders. Assess Know Your...... read more
Company
In-House, Marqeta, Inc.
Experience
Min 5 yrs required
Location
Oakland, CA
Posted Date
Jun 20, 18
Info Source
Employer
Total Views
63
Chief Legal Officer The candidate will lead... responsible for all legal, compliance and regulatory affairs of... legal counsel to all senior management. Must possess stellar... and leading all corporate compliance programs; Developing and leading... members of the legal, compliance, and regulatory/policy department; Advises...... read more
Company
In-House
Experience
Min 8 yrs required
Location
San Diego, CA
Posted Date
Jun 21, 18
Info Source
Employer
Total Views
18
Senior Transactions Counsel The candidate... offices to ensure legal compliance and to respond to... disputes. Reports to the Chief Counsel, company Health. and the Chief Executive Officer of company Health System.... Counsel, company Health. Assures compliance in transactional activity and...... read more
Company
In-House, Health Net of California
Experience
Min 3 yrs required
Location
Rancho Cordova, CA
Posted Date
Jun 19, 18
Info Source
Employer
Total Views
52
Senior Compliance Analyst The candidate... assist in maintaining company's compliance program. Provide regulatory interpretation,... perform compliance reporting, lead special projects,... and develop and implement compliance auditing and monitoring strategies.... its regulatory filings. Manage compliance reporting responsibilities and respond... agencies. Manage ethics and compliance projects or implementations. Review... compliance... read more
Company
In-House, Nevro Corp.
Experience
Min 10 yrs required
Location
Redwood City, CA
Posted Date
Jun 14, 18
Info Source
Employer
Total Views
101
Director, Compliance Duties: Responsible for overseeing... and managing Corporate Compliance and Ethics Program both... an on-going culture of compliance and prevention of illegal... engender a culture of compliance within the company. Report... Compliance activities. Provide reporting to senior management and lead quarterly...... read more
Company
In-House, Warner Bros. Entertainment, In...
Experience
Min 8 yrs required
Location
Burbank, CA
Posted Date
Jun 21, 18
Info Source
Employer
Total Views
87
Senior Employment Counsel The candidate... diversity and inclusion, OFCCP compliance, and wage and hour... Supervise internal EEO and compliance investigations. Work with the... Compliance Officer, research and resolve... conflict of interest disclosures. Ensure that employment-related claims are addressed promptly and... read more
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