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Senior Compliance Counsel Jobs in New York

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SPONSORED JOB
Company
TIAA-CREF Individual & Institu...
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jan 09,19
Info Source
Total Views
16
Sr compliance Associate The Candidate will... in order to verify compliance with applicable regulations and... policies. Support with conducting compliance risk assessments as it... Enterprise-wide Policy. Perform, risk-based compliance monitoring and validation to compliance read more
Company
In-House
Experience
Min 6 yrs required
Location
New York City, NY
Posted Date
Jan 11, 19
Info Source
Employer
Total Views
8
Senior Corporate and Compliance Counsel... The candidate will facilitate compliance with privacy legislation such... tactical support for all compliance related programs and initiatives... similar documents. Manage corporate compliance filings including state annual... federal, state and local compliance. Collaborate on Employee Relations...... read more
Company
In-House
Experience
Min 6 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
6
Compliance Counsel, Securities The candidate... will drive all ongoing compliance review processes, including annual... support to business partners, senior management, and Board of... ensure consistent application of compliance and ethics policies. Analyze... changes to regulatory requirements and proactively handle regulatory... read more
Company
In-House
Experience
Min 5 yrs required
Location
Melville, NY
Posted Date
Jan 09, 19
Info Source
Employer
Total Views
7
Senior Manager, Compliance Testing The... be responsible for managing compliance testing teams and leading... regulatory coverage. Will support compliance testing teams and testers... compliance to Executive Committee Members, Senior Compliance Officers, the CCO... arising in testing to senior management. Oversee and manage...... read more
Company
Law Firm, Barclay Damon, LLP
Experience
Min 8 yrs required
Location
Syracuse, NY
Posted Date
Jan 13, 19
Info Source
Employer
Total Views
11
Corporate Attorney - Senior Associate or Partner The... business law issues and compliance matters. Should preferably have... 8+ years of relevant experience in general business and transactional work. Will be involved in the development and maintenance of client relationships. A... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jan 09, 19
Info Source
Employer
Total Views
8
Vice President, Regulatory Compliance The candidate will ensure... regulatory boards and inquiries. Senior leadership position and lead... for group on regulatory compliance for each of core... team of lawyers and compliance managers handling each vertical... partners. Build and execute compliance program for the Group.... Counsel... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
12
Corporate Compliance - Asset & Wealth... Estate Responsibilities: Provide day-to-day Compliance advisory services across the... LOB interfacing with senior business leaders across Alternatives... industry. Assist in performing compliance risk assessment with other... compliance meetings and forums as senior compliance lead for the...... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jan 13, 19
Info Source
Employer
Total Views
4
Senior Corporate Counsel, Compliance The... requests, conducting interviews, negotiating compliance related-provisions in contracts and... including drafting, as appropriate, compliance policies and programs and/or... compliance-focused involves frequent interaction with senior business leaders and functional... and proposed mitigation to senior business executives, including the...... read more
Company
In-House, Great American Insurance Compa...
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Jan 13, 19
Info Source
Employer
Total Views
53
Senior Claims Attorney - Compliance... counsel. Determine coverage and policy compliance. Obtain and analyze claim... claims are handled in compliance with legal and regulatory... and periodic reporting to Senior Management. Respond to insured... in legal and regulatory compliance matters including foreign licensing...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
26
Litigation Counsel USA -... Broadway Litigation Counsel Job Description:... Job Title: Litigation Counsel A little... mergers and acquisitions, securities, compliance and employment. ... counsel, interface with outside attorneys, senior management and internal employees....... read more
Company
In-House, Citigroup Inc
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 13, 19
Info Source
Employer
Total Views
37
Compliance Risk Management Director The... as CBNA and COO Compliance Risk Director for establishing... to develop and apply Compliance Risk Management Framework (CRMF)... compliance ICRM CBNA board and senior management reporting. Designing, developing,... socialize with the ICRM senior team, as appropriate. Translate...... read more
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