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Senior Compliance Counsel Jobs in Illinois

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Job info
Company
In-House
Experience
Min 6 yrs required
Location
Chicago, IL
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
7
Counsel/Senior Counsel - Personal and... challenge to promote regulatory compliance, protection of the firm... brand, great customer experience and adherence to firm’s Code of Conduct and Being firm. Develop customer agreements and communications, and written policies, procedures and other written... read more
Company
In-House, Wells Fargo
Experience
Min 8 yrs required
Location
Chicago, IL
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
11
Markets Counsel IV - Senior Foreign Exchange Attorney The... reports to the Managing Counsel of the Commodities, Foreign... counsel trading, credit, operations and compliance functions. Independently develops and... strong working relationships with senior management of the foreign... business. Works closely with senior leaders to evaluate the...... read more
Company
In-House
Experience
Min 7 yrs required
Location
Chicago, IL
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
56
Senior Counsel The candidate will... work closely with the senior management team of the... and advise on regulatory compliance and dispute matters. Will... Counsel on regulatory and compliance matters impacting the businesses.... Work closely with Enablon management on contractual and... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
Chicago, IL
Posted Date
Aug 18, 18
Info Source
Recruiter
Total Views
10
counsel general direction of the Senior Director of Compliance &... of communication to the Senior Director of Compliance &... In conjunction with the Senior Director of Compliance &... staff. Work with the Senior Director of Compliance &... Partners, Department Heads and Senior Director of Compliance &...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
18
Compliance Officer The candidate work... the CCO-Fixed Income, CCO-Central Compliance, and other divisional CCOs... and procedures to ensure compliance with various regulations including... technology initiatives. Liaise with senior business personnel regarding special... Act Rule 206(4)-7 and compliance programs; help define and... compliance... read more
Company
In-House, Accenture.
Experience
Min 3 yrs required
Location
Chicago, IL
Posted Date
Aug 19, 18
Info Source
Employer
Total Views
22
law filings and NYSE compliance matters, including with regard... and other communications for compliance with SEC and other... inquiries related to SEC compliance and corporate secretarial matters.... resources. Corporate Matters Counsel Senior Managers. Supervises: Paralegals, legal... compliance needed. Comfortable interfacing with senior leadership and Board of...... read more
Company
In-House
Experience
7-10 yrs required
Location
Chicago, IL
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
23
Senior Counsel, Mutual Funds The... be responsible for overseeing compliance with the Investment Company... to coordinate mutual fund compliance responsibilities and to advise... input to mutual fund compliance program designed to comply... compliance litigation. Works closely with senior management advising on legal...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
57
Executive Counsel. Labor & Employment Duties:... Report to the General Counsel and will be responsible... the staff of the Senior Executive – Human Resources,... employment matters to other senior leaders in the business.... Provide advice and counsel senior management regarding compliance with...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
91
the Information Security team, Compliance, Commercial Markets, the Federal... stakeholders. Works closely with senior management, business areas and... the corporate compliance officer to monitor and... compliance and make recommendations to senior management for corrective action.... and orientation to all senior management, employees, professional staff,...... read more
Company
In-House, Abbott
Experience
Min 10 yrs required
Location
Abbot, IL
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
79
Division Counsel, Global Healthcare Compliance The candidate role is... a senior-level manager within company’s global... Counsel, Legal Regulatory and Compliance. Responsible for providing advice... counseling on global healthcare compliance legal issues, serving as... “deep-dive” analysis of healthcare compliance/anti-corruption issues for clients in... Compliance... read more
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