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Senior Attorney Corporate Securities Jobs in Maryland

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Job info
Company
In-House, T. Rowe Price Group, Inc.
Experience
Min 10 yrs required
Location
Owings Mills, MD
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
19
Corporate and Securities Senior Legal Counsel The candidate... range of securities and corporate law matters, including corporate... governance and board-related matters,... on compliance with SEC, corporate charter and stock exchange... CEO, and CFO on corporate governance, Maryland corporation law,... corporate Provide legal support for senior management, investor relations, and...... read more
Company
Public Interest, FINRA.
Experience
Min 2 yrs required
Location
Rockville, MD
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
31
Senior Attorney - Enforcement Duties:... Plan for and participate in various tasks related to investigations pertaining to sales practice and trading violations by member firms and associated persons including the gathering of documentation evidence and the analysis thereof. Researches and... read more
Company
Law Firm, DLA Piper.
Experience
2-6 yrs required
Location
Baltimore, MD
Posted Date
Sep 19, 18
Info Source
Employer
Total Views
89
Total Applies
2
Seeking a Corporate Associate with 2-6 years... in securities, public offerings, corporate finance, governance and/or mergers... acquisitions. Candidate will be working directly with clients and senior partners. Must have excellent... academic backgrounds from nationally recognized schools. Must have JD Degree.... read more
Company
Recruiter, BCG Attorney Search
Experience
4-14 yrs required
Location
Potomac, MD
Posted Date
Aug 09, 18
Info Source
Recruiter
Total Views
23
Potomac office is seeking a senior associate or lateral partner... with experience in private fund formation and fund regulatory matters for funds with a wide variety of asset classes.... read more
Company
In-House, TD Ameritrade IP Company, Inc
Experience
3-5 yrs required
Location
Columbia, MD
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
44
regulatory inquiries. Work with senior attorneys in negotiating the... of broker dealer regulations, corporate law and experience handling... acquire working knowledge of Securities Act of 1933, Securities... Exchange Act of 1934,... and SRO and state securities laws, rules and regulation...... read more
Company
In-House, Capital One Financial Corporat...
Experience
Min 5 yrs required
Location
Bethesda, MD
Posted Date
Sep 20, 18
Info Source
Employer
Total Views
145
Senior Manager, Senior Counsel -... across multiple asset classes (corporate, real estate, asset based,... disciplines, including, regulatory, tax, securities, real estate, etc. Closely... to new programs. Ensure corporate formalities observed, including maintenance... of minute book for legal entities created by... read more
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