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Senior Attorney Corporate Securities Jobs in Maryland

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
Baltimore, MD
Posted Date
Jun 20, 18
Info Source
Employer
Total Views
30
requirements, including insurance and/or securities laws where applicable, regulations... reports to division and corporate management as may be... reviews. Prepare reports for senior division and corporate management... concerning Compliance and... Provide Compliance assistance to Corporate and other divisions as... Bachelor's degree. Appropriate FINRA securities and/or state life insurance... securities... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
5-10 yrs required
Location
Baltimore, MD
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
138
the sales team and outside clients/prospects/consultants to identify issues and negotiate resolutions. Responsible for assisting in coordinating and working with Senior Legal Counsels regarding issues... relating to regulations impacting investment advisers including the Advisers Act, capital market regulations, and ERISA.... read more
Company
Public Interest, FINRA.
Experience
Min 9 yrs required
Location
Rockville, MD
Posted Date
May 24, 18
Info Source
Employer
Total Views
22
on disposition. This is senior-level professional work in which... hearings as its staff attorney, including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. as to the federal securities laws, relevant rules and...... read more
Company
Recruiter, BCG Attorney Search
Experience
4-14 yrs required
Location
Potomac, MD
Posted Date
May 06, 18
Info Source
Recruiter
Total Views
16
Potomac office is seeking a senior associate or lateral partner... with experience in private fund formation and fund regulatory matters for funds with a wide variety of asset classes.... read more
Company
Public Interest, FINRA.
Experience
Min 9 yrs required
Location
Rockville, MD
Posted Date
May 24, 18
Info Source
Employer
Total Views
14
on disposition. This is senior-level professional work in which... hearings as its staff attorney, including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. as to the federal securities laws, relevant rules and...... read more
Company
In-House, TD Ameritrade IP Company, Inc
Experience
3-5 yrs required
Location
Columbia, MD
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
21
regulatory inquiries. Work with senior attorneys in negotiating the... of broker dealer regulations, corporate law and experience handling... acquire working knowledge of Securities Act of 1933, Securities... Exchange Act of 1934,... and SRO and state securities laws, rules and regulation...... read more
Company
In-House, Capital One Financial Corporat...
Experience
Min 5 yrs required
Location
Bethesda, MD
Posted Date
Jun 18, 18
Info Source
Employer
Total Views
98
Senior Manager, Senior Counsel -... across multiple asset classes (corporate, real estate, asset based,... disciplines, including, regulatory, tax, securities, real estate, etc. Closely... to new programs. Ensure corporate formalities observed, including maintenance... of minute book for legal entities created by... read more
Company
Public Interest, FINRA.
Experience
Min 2 yrs required
Location
Rockville, MD
Posted Date
May 13, 18
Info Source
Employer
Total Views
23
Senior Attorney - Enforcement Duties:... Plan for and participate in various tasks related to investigations pertaining to sales practice and trading violations by member firms and associated persons including the gathering of documentation evidence and the analysis thereof. Researches and... read more
Company
Law Firm, DLA Piper.
Experience
2-6 yrs required
Location
Baltimore, MD
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
68
Total Applies
2
Seeking a Corporate Associate with 2-6 years... in securities, public offerings, corporate finance, governance and/or mergers... acquisitions. Candidate will be working directly with clients and senior partners. Must have excellent... academic backgrounds from nationally recognized schools. Must have JD Degree.... read more
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