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10 jobs found for

Securities Commodities Law Jobs in Newark

Job info
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Oct 11, 17
Info Source
Employer
of experience in a law firm and in-house focusing... required. Familiarity with the Securities Exchange Act of 1934,... the Investment Advisers Act of 1940, the Investment Company Act of 1940 and the JOBS Act required. Excellent written, communication and interpersonal... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Recruiter
and ideally both. Regulatory expertise and experience (Investment Advisers Act, Investment Company Act, Commodity Exchange Act) a big plus. Must have a JD degree from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Recruiter
other types of structured securities and other structured products,... Knowledge of the federal securities laws, continuous offering programs... J.D. from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Recruiter
other types of structured securities and other structured products,... Knowledge of the federal securities laws, continuous offering programs... degree from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Recruiter
other types of structured securities and other structured products,... Knowledge of the federal securities laws, continuous offering programs... degree from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Recruiter
other types of structured securities and other structured products.... Knowledge of the federal securities laws, continuous offering programs... degree from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Recruiter
regulatory matters, counseling top-tier securities and investment management firms... matters under the federal securities, with particular focus on... degree from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Recruiter
have experience counseling top-tier securities and investment management firms,... issues under the federal securities and commodities laws as... Must have familiarity with securities and derivatives trading agreements,... and GMRA, the SIFMA Securities Lending Master Agreement, broker-... degree from an ABA-approved law school and be an...... read more
Company
Recruiter
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Sep 28, 17
Info Source
Recruiter
five) years of corporate law experience with a major... US law firm or in-house at... of the following areas: Securities Act, Exchange Act, Investment... Company Act, Advisers Act, Commodity Exchange Act and FINRA Rules and Regulation. Note: This is... read more
Company
Government
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 13, 17
Info Source
Employer
candidate should preferably have securities litigation experience, to lead... investigation and litigation of securities fraud and regulation of... securities, commodities, and other business... products. Candidates with: a law or regulatory enforcement background;... litigating federal and state securities laws, including the Martin... law... read more
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