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Securities Commodities Law Jobs in California

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Job info
Company
Law Firm
Experience
3-6 yrs required
Location
San Francisco, CA
Posted Date
Dec 05, 18
Info Source
Employer
Total Views
8
related state and federal securities and commodities laws. Experience... and federal regulators, is required. Must be experienced securities associate who has significant... investment management experience to join the financial services practice. Must be a self-starter and seeks direct client contact.... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
San Francisco, CA
Posted Date
Dec 12, 18
Info Source
Recruiter
Total Views
12
Total Applies
1
related state and federal securities and commodities laws. The... candidate should have significant investment management experience. Experience in some or all of advising private fund managers or publicly registered funds, drafting or reviewing private offering materials or public registration statements,... read more
Company
Recruiter, BCG Attorney Search
Experience
4-10 yrs required
Location
San Francisco, CA
Posted Date
Dec 04, 18
Info Source
Recruiter
Total Views
15
FinTech matters such as securities and commodities regulations and... practicing attorney in a law firm, bank, fintech company... or equivalent experience. Extensive experience with areas of BSA, KYC/AML, MSB/MTL, CFTC, 1940 Act, and related compliance matters is desired. Experience in... read more
Company
Law Firm, Atrium LLP
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Nov 21, 18
Info Source
Employer
Total Views
17
degree from a well-regarded law school. Admission to CA... practicing attorney in a law firm, bank, fintech company... on similar compliance issues in EMEA and APAC in addition to broader FinTech matters such as securities and commodities regulations and... gaming.... read more
Company
In-House, NBC Universal, Inc.
Experience
Location
Universal City, CA
Posted Date
Dec 13, 18
Info Source
Employer
Total Views
23
of numerous types of commodities and services, including equipment,... years related experience at law firm or comparable in-house... at a nationally recognized law firm •Outstanding analytic, communication... basis protected by applicable law. NBCUniversal will consider for... employment qualified applicants with... read more
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