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Securities Commodities Law Jobs

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Company
In-House
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Oct 16, 17
Info Source
Employer
major decisions where applicable law, regulations, or facts are... and legal expense. Follow Law Department policies and procedures... attorney with a major law firm, securities regulatory agency,... or in-house... law department; including 5+ years... the Federal Reserve Act); securities, commodities and investment laws...... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Oct 11, 17
Info Source
Employer
of experience in a law firm and in-house focusing... required. Familiarity with the Securities Exchange Act of 1934,... the Investment Advisers Act of 1940, the Investment Company Act of 1940 and the JOBS Act required. Excellent written, communication and interpersonal... read more
Company
Law Firm, BCG Attorney Search
Experience
3-8 yrs required
Location
Stamford, CT
Posted Date
Oct 15, 17
Info Source
Recruiter
of our client seeks securities litigation attorney with 3-5... commodity exchanges and state securities agencies. Service in a... regulatory (the SEC, CFTC, FINRA) enforcement organization would be helpful. Experience with hedge funds, investment funds and investment advisers is a plus.... read more
Company
Law Firm
Experience
3-5 yrs required
Location
Stamford, CT
Posted Date
Oct 05, 17
Info Source
Employer
Securities Litigation Associate The candidate... have 3-5 years of securities litigation and/or broker-dealer regulatory... commodity exchanges and state securities agencies. Service in a... investment funds and investment advisers a plus. Outstanding academic credentials and major law firm experience are required....... read more
Company
Recruiter
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Sep 28, 17
Info Source
Recruiter
five) years of corporate law experience with a major... US law firm or in-house at... of the following areas: Securities Act, Exchange Act, Investment... Company Act, Advisers Act, Commodity Exchange Act and FINRA Rules and Regulation. Note: This is... read more
Company
Government
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 13, 17
Info Source
Employer
candidate should preferably have securities litigation experience, to lead... investigation and litigation of securities fraud and regulation of... securities, commodities, and other business... products. Candidates with: a law or regulatory enforcement background;... litigating federal and state securities laws, including the Martin... law... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
Aug 23, 17
Info Source
Recruiter
will have experience with commodities law and regulations. In... to responsibilities relating to commodities law, this associate will... J.D. from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Recruiter
other types of structured securities and other structured products,... Knowledge of the federal securities laws, continuous offering programs... J.D. from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Recruiter
other types of structured securities and other structured products,... Knowledge of the federal securities laws, continuous offering programs... degree from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Recruiter
other types of structured securities and other structured products,... Knowledge of the federal securities laws, continuous offering programs... degree from an ABA-approved law school and be an... active member in good standing of the Bar.... read more
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