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Regulatory Counsel Jobs in Maryland

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Job info
Company
In-House, TD Ameritrade IP Company, Inc
Experience
3-5 yrs required
Location
Columbia, MD
Posted Date
Aug 03, 18
Info Source
Employer
Total Views
38
Regulatory Investigations Associate Counsel The... and to respond to regulatory inquiries. Work with senior... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... for the resolution of regulatory enforcement matters. Provide counsel... regulatory... read more
Company
In-House
Experience
8-15 yrs required
Location
Baltimore, MD
Posted Date
Aug 03, 18
Info Source
Employer
Total Views
87
Counsel on any business or regulatory matters that arise relative... the managed account business. Regulatory Filings/Policies and Procedures. Responsible... advising on the firm’s regulatory filings including Form ADV... implementing new and amended regulatory requirements applicable to US... the workings of applicable regulatory agencies – SEC, FINRA,...... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
5-10 yrs required
Location
Baltimore, MD
Posted Date
Aug 03, 18
Info Source
Employer
Total Views
164
Legal Counsel – Global Advisory The... support global advisory and regulatory matters. Will assist on... regulatory Matters. Responsible for providing... regulatory advice and guidance with... on any business or regulatory matters that arise relative... to the institutional separate account business... read more
Company
In-House, Morgan Stanley
Experience
Location
Baltimore, MD
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
99
rules identify applicable banking, regulatory and other legal issues... and reports related to regulatory inquiries in coordination with... Thorough understanding of the regulatory framework applicable to federally... chartered banks is required. Ability to supervise attorneys and interact in a mature... read more
Company
In-House, W. R. Grace & Co.-Conn.
Experience
8-10 yrs required
Location
Columbia, MD
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
32
Senior Environmental Counsel The candidate reporting to... the Associate General Counsel for EHS, will provide... Manage enforcement, permitting, and regulatory matters under major environmental... Offer practical advice and counsel to operating locations on... matters. Counsel business on regulatory compliance. Advance regulatory commercial...... read more
Company
Academic
Experience
Min 5 yrs required
Location
Baltimore, MD
Posted Date
Aug 03, 18
Info Source
Employer
Total Views
44
Staff Counsel / General Healthcare /... Vice President and General Counsel in all functions of... counsel continuity of care and regulatory compliance. Analyze, facilitate, negotiate... practices and recruitment loans. Regulatory work, including researching and... state and federal administrative, regulatory and other governmental or...... read more
Company
Public Interest, CareFirst BlueCross BlueShield
Experience
Min 8 yrs required
Location
Baltimore, MD
Posted Date
Aug 14, 18
Info Source
Employer
Total Views
23
Assistant General Counsel II provide a complete... counsel a wide range of regulatory, contractual and operational matters,... with opposing counsel and regulatory agencies on issues having... Builds and maintains key regulatory relationships related to matters... legal issues arising from regulatory investigations, subpoenas, or external...... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
Min 6 yrs required
Location
Owings Mills, MD
Posted Date
Aug 03, 18
Info Source
Employer
Total Views
27
Senior Legal Counsel - Trust Company The... to the Senior Legal Counsel in charge of handling... Trust Company’s responses to regulatory examinations and inquiries, preparing... the various legal and regulatory regimes governing collective investment... Trust Company’s responses to regulatory examinations and inquiries. Provides...... read more
Company
Public Interest, Epilepsy Foundation of America
Experience
5-7 yrs required
Location
Landover, MD
Posted Date
Jul 31, 18
Info Source
Employer
Total Views
25
and federal legislative and regulatory advocacy, with a focus... and federal legislative and regulatory advocacy strategy with a... strategies. Develops letters, testimony, regulatory comments, legislative updates, position... statements, articles and op-eds, grassroots communications, and background materials for internal and external... read more
Company
In-House, ProShares
Experience
Min 3 yrs required
Location
Bethesda, MD
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
500+
Counsel Duties: Will be to... reviewing and updating of regulatory materials, including registration statements... Legal Department calendar, including regulatory filings, board meetings and... and electronic files of regulatory materials; Review and revise... board materials as assigned; Review and negotiate basic... read more
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