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Regulatory Compliance Counsel Jobs in Philadelphia

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
Philadelphia, PA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
22
lines on investment advisory regulatory issues, including fiduciary responsibility,... business lines. Participate in regulatory examinations and prepare responses... noted during examinations. Provide compliance and legal support and... Managed Account business, IA Compliance program and AVP, Advisory... Compliance, including facilitating reviews of... compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
Philadelphia, PA
Posted Date
Jan 19, 19
Info Source
Employer
Total Views
9
responding to local legislative, regulatory, and public policy issues... managing local legislative and regulatory policy that impacts our... throughout the legislative and regulatory lifecycle from forecasting to... compliance with legal and regulatory standards. Along with Public... local policy, legislative and regulatory initiatives that are of... regulatory... read more
Company
In-House
Experience
5-8 yrs required
Location
Philadelphia, PA
Posted Date
Jan 21, 19
Info Source
Employer
Total Views
8
Assistant General Counsel DUTIES: Provide legal advice... state and federal energy regulatory matters (e.g, compliance matters,... enforcement matters, regulatory litigation) before the Public... and the Federal Energy Regulatory Commission, and managing outside... counsel on policy initiatives, monitor regulatory developments, and comment on...... read more
Company
Recruiter, BCG Attorney Search
Experience
4-20 yrs required
Location
Philadelphia, PA
Posted Date
Jan 18, 19
Info Source
Recruiter
Total Views
40
Total Applies
1
proactive privacy, cybersecurity, and regulatory compliance advice, data security... incident response preparedness training and counseling, incident response, post-incident regulatory and litigation support, and... technology contract negotiation.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Philadelphia, PA
Posted Date
Jan 11, 19
Info Source
Employer
Total Views
17
Claim Counsel, Bond and SI The... and procedures, including compliance, regulatory and Bond performance and... approve payments to outside counsel on routine litigation matters,... actively utilizing litigation management plans and budgets. Guidance is needed for non-routine litigation. Within authority limit,... read more
Company
Law Firm, Baker & Hostetler LLP
Experience
Min 5 yrs required
Location
Philadelphia, PA
Posted Date
Jan 19, 19
Info Source
Employer
Total Views
31
proactive privacy, cybersecurity, and regulatory compliance advice, data security... incident response preparedness training and counseling, incident response, post-incident regulatory and litigation support, and... technology contract negotiation. Must have 5 years of experience practicing law and a demonstrated interest in privacy... read more
Company
In-House
Experience
5-10 yrs required
Location
Philadelphia, PA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
13
Vice President and Counsel – Investment Management Responsibilities:... variable products, both for compliance with applicable securities laws... regulations as well as compliance with insurance law restrictions.... to legislative and securities regulatory developments impacting Company products.... Perform research and analysis and... read more
Company
In-House
Experience
Location
Philadelphia, PA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
16
of international tax reform, regulatory guidance, cross border strategy... Ensure are adhering to compliance matters; Work on developing... reporting and international taxation compliance regulations; and, The practices... of public accounting firms, law firms or multinational company corporate tax departments. Should... read more
Company
In-House
Experience
5-10 yrs required
Location
Philadelphia, PA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
9
VP & Counsel - Investment Management Responsibilities:... variable products, both for compliance with applicable securities laws... regulations as well as compliance with insurance law restrictions.... to legislative and securities regulatory developments impacting Company products.... Perform research and analysis and provide... read more
Company
In-House
Experience
Min 6 yrs required
Location
Philadelphia, PA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
45
Senior Counsel The candidate will provide... SVP and Associate General Counsel, Investments Legal. Provide legal... and strategic advice and counsel to our business partners... Support the operational and compliance requirements of this new... cogent SEC and other regulatory guidance. Maintain diplomatic client...... read more
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