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Regulatory Compliance Counsel Jobs in Manhattan

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Job info
Company
In-House, LexisNexis
Experience
Min 5 yrs required
Location
Manhattan, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
171
firm and/or as in-house counsel). Significant substantive experience in... government investigations, FDA and regulatory compliance, product liability/disputes, antitrust... and competition issues, advertising advice, corporate transactions, and data privacy and security law is needed. Excellent writing, editing, and online legal research... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
104
clients and their legal counsel to address questions and... counsel and in-house Legal and Compliance partners to address issues... marketing materials to ensure compliance with applicable rules. Must... reviewing marketing materials for compliance with FINRA, NYSE and... the associated legal and regulatory issues of dual registrants...... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
85
and management of all regulatory filings, disclosure and other... laws. Will coordinate with compliance department to provide legal... compliance and the conduct of regulatory examinations. Assist in the... of pertinent legal and regulatory developments. Provide advice in... including sales practice and regulatory issues. Must have a...... read more
Company
In-House, VICE Media LLC
Experience
Min 5 yrs required
Location
Brooklyn, NY
Posted Date
Jun 29, 18
Info Source
Employer
Total Views
30
Counsel The candidate will provide... issues, and other legal, regulatory and compliance matters. Providing... support for the business throughout Latin America. Drafting and negotiating all legal agreements, including content licensing agreements, distribution agreements, production agreements (video content, editorial content, photographic... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jun 29, 18
Info Source
Employer
Total Views
137
Regulatory and Compliance Counsel Reporting... candidate will oversee all regulatory and compliance initiatives, including... Compliance and concerns related to regulatory compliance and contract obligations... other documents to ensure regulatory compliance. Proactively make recommendations... and experience with industry regulatory and compliance requirements applicable...... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Apr 05, 18
Info Source
Recruiter
Total Views
10
Regulatory Compliance Counsel The candidate... will oversee all regulatory and compliance matters and... other documents to ensure regulatory compliance. Proactively make recommendations... developing and assessing corporate compliance programs, training, adherence and... effectiveness. Integrate compliance controls into the scope... operations and implementation of compliance initiatives. Develop, maintain and... compliance... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jul 03, 18
Info Source
Employer
Total Views
57
Banking and Markets (GBAM) Regulatory Change Compliance The candidate... (LOB) Compliance and international regulatory change management teams to... assessment and implementation of regulatory developments and horizon risks... Completing impact assessments for regulatory changes deemed applicable to... reporting and metrics on regulatory implementation and horizon risks.... regulatory... read more
Company
Academic
Experience
Min 3 yrs required
Location
Brooklyn, NY
Posted Date
Jun 30, 18
Info Source
Employer
Total Views
9
real estate leases, litigation, compliance, employment and labor law... issues, regulatory compliance, Medicaid and health... law... compliance, risk management, privacy, copyright... of high-quality services in compliance with all funding source... required Medicaid and HIPPA compliance training. Maintain comprehensive quality... all programs, including Medicaid compliance and HIPAA; conduct case... compliance... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
130
Regulatory Compliance Attorney Responsibilities: Represent... before federal and state regulatory authorities, including the CFPB,... policies and procedures in compliance with various federal regulations... Laundering requirements and Privacy rules). Advise on state lender, servicer, broker and other licensing requirements. Compliance audits.... read more
Company
In-House, UBS
Experience
Min 10 yrs required
Location
Weehawken, NJ
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
142
ongoing legal advice and counsel to the firm's Financial... Crimes Compliance ("FCC") team and to... legal, compliance and business management including... from regulators and remediations; regulatory developments; content of policies/procedures;... advise senior management on regulatory matters involving FCC. Assist... and... read more
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