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Regulatory Compliance Counsel Jobs in Alhambra

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Job info
Company
In-House, Green Dot Corporation
Experience
6-10 yrs required
Location
Pasadena, CA
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
18
Bank Regulatory Counsel The candidate will... matters and other bank regulatory matters, including drafting intercompany... business lines on bank regulatory compliance matters. Assist during... the regulatory examination process and in... preparing responses to regulatory examinations. Interact with examination... Financial Institutions and other regulatory agencies. Ensure regulatory compliance... regulatory... read more
Company
Recruiter
Experience
Min 4 yrs required
Location
Los Angeles, CA
Posted Date
Sep 04, 18
Info Source
Recruiter
Total Views
1
Equity experience; Joint Venture experience;Securities experience. Duties: Public and Private deal work; Compliance and Regulatory matters; Leveraged Buyouts; Takeovers... and Proxy Contests; Spinoffs. Admissions Firm seeks a candidate admitted to the CA Bar is required. Academics Superior academic credentials required.... read more
Company
Recruiter
Experience
3-6 yrs required
Location
Los Angeles, CA
Posted Date
Jun 19, 18
Info Source
Recruiter
Total Views
8
Health Care Regulatory Associate The candidate will... compliance and other relevant regulatory laws relating to all... years of relevant experience in healthcare regulatory law. Should have substantive... background in state and federal healthcare regulatory compliance (including FCA, Stark... Law, Anti-Kickback).... read more
Company
In-House
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Oct 16, 18
Info Source
Employer
Total Views
56
Associate General Counsel - Institutional Markets The... providing general contract, insurance regulatory and transactional legal support... Counsel, aspects of legal and regulatory matters relating to Life... product development, transactional, insurance regulatory, contract negotiation, operational and... compliance matters. Negotiation of agreements.... Communication with regulatory authorities, as necessary Participate...... read more
Company
In-House, City National Bank
Experience
Location
Los Angeles, CA
Posted Date
Oct 08, 18
Info Source
Employer
Total Views
4
Counsel Start Application Job ID... counsel financial institution or bank regulatory agency or commensurate experience... to Bank units on compliance with banking and related... in developing of modifying compliance policies, procedures and training... ~Experience working with bank regulatory agencies. ~Proven leadership with...... read more
Company
Government, Housing Authority of the City ...
Experience
Location
Los Angeles, CA
Posted Date
Sep 24, 18
Info Source
Employer
Total Views
45
maintaining, updating and ensuring compliance with corporate formation documents... Authority are conducted in compliance with applicable laws, statutes,... merits of court cases, regulatory inquiries, and other legal... in place to identify compliance violations; advises executives and... legal aspects of their compliance systems, exposure, and decisions.... compliance.... read more
Company
In-House
Experience
Location
Los Angeles, CA
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
4
the legal, transactional and regulatory issues for the firm’s... General Counsel and Chief Compliance Officer -- Americas. The... clients), labor & employment, regulatory, litigation, corporate governance, fund-level... compliance and risk management matters;... compliance equity experience; Knowledge of regulatory requirements and structuring applicable...... read more
Company
In-House
Experience
Location
Los Angeles, CA
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
2
litigation and arbitration, EEO compliance, hiring practices, compensation and... in litigation, arbitration, and/or regulatory proceedings in both California... to recruiting practices, FCRA compliance, OFCCP compliance, contingent workers,... I-9 processing and compliance, service contract reviews, and... OT exemptions, regular rate compliance, wage theft protection, meal... compliance,... read more
Company
In-House
Experience
5-8 yrs required
Location
Los Angeles, CA
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
31
address tax, legal and regulatory concerns. Will prepare offering... in coordination with the Compliance Department, including RFPs, webcasts,... accounts. Monitor and address regulatory developments on a global... compliance with HSR and other regulatory filings, preparing Sections 13... fund compliance with certain regulatory requirements (e.g. VCOC, FINRA...... read more
Company
In-House, Mitsubishi UFJ Financial Group...
Experience
5-10 yrs required
Location
Los Angeles, CA
Posted Date
Oct 18, 18
Info Source
Employer
Total Views
6
interpretation and providing technical regulatory guidance on complex and... high risk BSA compliance subjects. Additionally, will provide... Compliance in relation to ongoing regulatory developments. Ensuring that Americas... standards; and Managing the regulatory change process to analyze... Bank’s compliance with AML regulatory changes. ACAMS certification preferred.ACAMS...... read more
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