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Regulatory Compliance Attorney Jobs in Santa Monica

Job info
Company
In-House
Experience
6-10 yrs required
Location
Santa Monica, CA
Posted Date
Oct 12, 17
Info Source
Employer
Derivatives Attorney The candidate will join... risk management, legal and compliance colleagues and industry organizations.... and vision of global regulatory initiatives on derivatives, funding,... collateral, cash management, and counterparty risk that will ultimately impact managed portfolios. Specific Responsibilities Include: Reviewing,... read more
Company
In-House
Experience
Min 7 yrs required
Location
Santa Monica, CA
Posted Date
Oct 17, 17
Info Source
Employer
compliance with applicable multi-jurisdictional regulatory law. Draft and negotiate... are relevant to the regulatory functions of firm's, its... business objectives within the regulatory environment. Negotiate contracts that... firm's and/or its subsidiary companies and fund complexes may enter into with third... read more
Company
Public Interest
Experience
Location
El Segundo, CA
Posted Date
Oct 05, 17
Info Source
Employer
Procurement Compliance Staff IV (F762) ... RESPONSIBILITIES: Serves as Procurement Compliance Officer (PCO) and Small... audits procurement actions for compliance with corporate and procurement... for efficient application of regulatory compliance Acts as a... liaison... audits procurement actions for compliance with corporate and procurement... compliance... read more
Company
In-House
Experience
Min 4 yrs required
Location
El Segundo, CA
Posted Date
Oct 18, 17
Info Source
Employer
Attorney The candidate will perform... corporate governance documents and regulatory oversight in relation to... and management of investment compliance program. Must have 4+... years of experience at a top firm or within large corporation or asset manager. Should be admitted... read more
Company
In-House
Experience
Min 5 yrs required
Location
Manhattan Beach, CA
Posted Date
Oct 17, 17
Info Source
Employer
First Vice President, Enterprise Compliance Duties: Keep abreast of,... trends and changes in regulatory compliance, laws, rules and... frames established by the regulatory agencies. Informs Senior Management... personnel for questions regarding regulatory issued for daily operations... Responsible for ensuring that regulatory changes/updates for the Agreements...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Woodland Hills, CA
Posted Date
Oct 17, 17
Info Source
Employer
Compliance compliance programs that meet regulatory requirements for assigned products... regulations, insurance regulations, and regulatory requirements for business entities.... requirements with respect to regulatory and contract language. Conduct... with state and federal regulatory requirements. Work in collaboration... that state and/or federal regulatory requirements relating to business...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Woodland Hills, CA
Posted Date
Oct 13, 17
Info Source
Employer
Corporation’s Compliance Program. Provide regulatory interpretation, perform compliance reporting,... the organization for its regulatory filings. Manage compliance reporting... from state and federal regulatory agencies. Manage ethics and... implementations. Review and synthesize regulatory requirements and create policy... issues. Maintain and review regulatory documentation necessary to maintain... regulatory... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Los Angeles, CA
Posted Date
Sep 30, 17
Info Source
Recruiter
Regulatory & Compliance Associate The... candidate will work in Regulatory & Compliance department. Must... have excellent academic credentials.... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Oct 14, 17
Info Source
Recruiter
Regulatory & Compliance Associate The... candidate will work in Regulatory & Compliance department. Must... have specialization in Environmental.... read more
Company
Recruiter
Experience
Location
Los Angeles, CA
Posted Date
Oct 14, 17
Info Source
Recruiter
Regulatory & Compliance Associate The... candidate will work in Regulatory & Compliance department. Must... have specialization in Data Privacy & Security.... read more
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