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Regulatory Compliance Attorney Jobs in Saint Louis

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SPONSORED JOB
Company
Emerson Electric Co
Experience
8-10 yrs required
Location
Saint Louis, MO
Posted Date
Jun 06,18
Info Source
Total Views
32
Senior Counsel regulatory compliance The candidate will... with respect to firm's regulatory compliance program, including international... date on legal and regulatory developments relating to firm's... advice with respect to regulatory compliance issues that are regulatory read more
Company
In-House
Experience
Min 12 yrs required
Location
Saint Louis, MO
Posted Date
Jun 18, 18
Info Source
Employer
Total Views
35
regulations, prepares legal documents, regulatory filings and reviews company... legal/regulatory matters and facilitates compliance with applicable laws and... with other attorneys and regulatory subject-matter experts in support... corporation. Prepares and presents compliance and legal briefings to... corporation in legal and regulatory proceedings, including state utility...... read more
Company
In-House
Experience
5-10 yrs required
Location
Saint Louis, MO
Posted Date
Jun 07, 18
Info Source
Employer
Total Views
151
procedures associated with Company’s regulatory compliance program. Prepare and... submit all required regulatory filings and disclosure documents... Train advisory personnel on regulatory compliance matters to enhance... an outside audit and/or regulatory examination. Interface with regulators,... in Federal and State regulatory policies. Adjust Company’s legal... regulatory... read more
Company
In-House
Experience
Min 7 yrs required
Location
Saint Louis, MO
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
42
recovery program. Monitor/Direct firmwide compliance programs, including independence, insider... ethics program. Monitor multi-state regulatory and licensing requirements to... ensure firmwide compliance. Assist in preparation of... periodic compliance reviews, including correspondence review,... compliance Act. Ensure all required regulatory filings are completed on...... read more
Company
In-House, Stifel Financial Corporation
Experience
Min 5 yrs required
Location
Saint Louis, MO
Posted Date
Jun 07, 18
Info Source
Employer
Total Views
164
Compliance Team Lead The candidate... by Firm policies or regulatory rules. Will observes the... monitoring rule changes or regulatory developments relating to investment... Implements, explains, and enforces compliance and/or regulatory procedures and... policies. Will... assist with regulatory filing relating to the... Compliance... read more
Company
Public Interest, SSM Health Care
Experience
Min 10 yrs required
Location
Saint Louis, MO
Posted Date
Jun 04, 18
Info Source
Employer
Total Views
91
all regional entities on regulatory, compliance, and other legal... matters; and communicating legal issues affecting the operations of the regions, including applicable law and regulatory matters. Understands the legal... structure, operating region including, risk management, regulatory, compliance, patient safety and...... read more
Company
In-House
Experience
3-5 yrs required
Location
Saint Louis, MO
Posted Date
Jun 07, 18
Info Source
Employer
Total Views
53
the management of the regulatory licensing application process across... in scope for related regulatory and compliance matters. Assist... with compliance and risk management initiatives... and dispute resolution, including software audit and ISO27001 certification. Periodically train personnel who work on Technology... read more
Company
In-House, Express Scripts Holding Compan...
Experience
Min 12 yrs required
Location
Saint Louis, MO
Posted Date
Jun 12, 18
Info Source
Employer
Total Views
500+
Vice President, Compliance - Government Programs The... in accordance with applicable regulatory and sub-regulatory guidance, including... state and federal governmental regulatory agencies. Responsible for the... compliance Develop and implement corporate regulatory policies and procedures as... Provide compliance guidance on regulatory issues which affect the...... read more
Company
In-House
Experience
10-15 yrs required
Location
Saint Louis, MO
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
211
the company on significant compliance issues, including anti-corruption, healthcare... compliance, privacy, and FDA. Develop... SEC, NASDQ, and Sarbanes-Oxley compliance, preparation of SEC filings,... issues. Oversee and support regulatory compliance and risk management... practices... Foreign Corrupt Practices Act compliance programs. Protect the company...... read more
Company
In-House
Experience
Min 8 yrs required
Location
Saint Louis, MO
Posted Date
Jun 12, 18
Info Source
Employer
Total Views
65
Provide legal support to Compliance Division, including providing legal... advice to the chief compliance officers of company' investment... funds, in connection with regulatory examinations and legal issues... in the context of compliance monitoring and review under... applicable compliance policies and procedures or...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Saint Louis, MO
Posted Date
Jun 12, 18
Info Source
Employer
Total Views
102
including corporate structure, transactional, regulatory, and operational matters consistent... compliance with legal and regulatory requirements. Prepare and negotiate... impact of judicial and regulatory developments affecting potential legal... exposures and compliance obligations of the company.... Provide ongoing strategic planning, guidance and... read more
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