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35 jobs found for

Regulatory Compliance Attorney Jobs in Minneapolis

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SPONSOREDJOB
Company
Wells Fargo
Experience
Min 10 yrs required
Location
Bloomington, MN
Posted Date
Nov 04,17
Info Source
Total Views
7
Tax compliance Fiduciary and regulatory Support The candidate will be... WIM Risk Management and compliance units on day to... for tax and other regulatory questions that impact day... and WIM Risk and compliance to advise on the compliance read more
SPONSOREDJOB
Company
Wells Fargo
Experience
Min 10 yrs required
Location
Roseville, MN
Posted Date
Nov 04,17
Info Source
Total Views
7
Tax compliance Fiduciary and regulatory Support The candidate will be... WIM Risk Management and compliance units on day to... for tax and other regulatory questions that impact day... and WIM Risk and compliance to advise on the compliance read more
Company
In-House
Experience
Location
Minneapolis, MN
Posted Date
Nov 16, 17
Info Source
Employer
Total Views
5
Regulatory Compliance Consultant The candidate... will complete compliance program testing covering various... compliance topics for financial institution... in discussing findings from compliance testing with engagement team... address audit, accounting, and compliance issues that may arise.... latest banking industry and compliance developments through self-education. Provide...... read more
Company
Law Firm
Experience
2-5 yrs required
Location
Minneapolis, MN
Posted Date
Nov 10, 17
Info Source
Employer
Total Views
49
securities transactions, federal securities regulatory compliance and corporate governance... matters. Handling various aspects of M&A transactions, including conducting due diligence, drafting purchase agreements and ancillary documents and working with deal team members in other departments. Researching issues related to securities... read more
Company
Law Firm, BCG Attorney Search
Experience
2-8 yrs required
Location
Minneapolis, MN
Posted Date
Nov 16, 17
Info Source
Recruiter
Total Views
22
our client seeks securities attorney with 2-5 years of... securities transactions, federal securities regulatory compliance and corporate governance... matters; handling various aspects of M&A transactions, including conducting due diligence, drafting purchase agreements and ancillary documents and working with deal team... read more
Company
Law Firm
Experience
3-10 yrs required
Location
Minneapolis, MN
Posted Date
Nov 12, 17
Info Source
Employer
Total Views
86
Energy Attorney The candidate will work... complex transactions to detailed regulatory proceedings, and on a... energy projects related to regulatory contested case proceedings, the... power marketing, infrastructure development and financing, siting and routing, environmental compliance, other regulatory affairs and litigation.... read more
Company
Law Firm, BCG Attorney Search
Experience
3-8 yrs required
Location
Minneapolis, MN
Posted Date
Nov 16, 17
Info Source
Recruiter
Total Views
24
our client seeks energy attorney with 3-10 years of... complex transactions to detailed regulatory proceedings, and on a... energy projects related to regulatory contested case proceedings, the... routing, environmental compliance, other regulatory affairs and litigation. Should... and state and federal regulatory processes in the energy...... read more
Company
Public Interest
Experience
2-4 yrs required
Location
Minneapolis, MN
Posted Date
Oct 19, 17
Info Source
Employer
Total Views
78
to senior transaction and regulatory attorneys and coordinate to... assistance from more senior attorney. Draft, negotiate and provide... on a wide-range of regulatory compliance issues, including Medicare... and business unit specific regulatory requirements. Provide timely, succinct... in healthcare transaction and regulatory laws. Identify legal risks...... read more
Company
Recruiter
Experience
1-3 yrs required
Location
Minneapolis, MN
Posted Date
Sep 05, 17
Info Source
Recruiter
Total Views
5
securities transactions, federal securities regulatory compliance, and corporate governance... matters, including public offerings and private placements of debt and equity securities, reviewing and preparing current reports, periodic reports, proxy statements and other filings with the Securities and Exchange Commission, the... read more
Company
In-House
Experience
Min 10 yrs required
Location
Minneapolis, MN
Posted Date
Nov 16, 17
Info Source
Employer
Total Views
84
teams worldwide on legal compliance, including on data protection... policies and processes, ensuring regulatory requirements are adhered to... and developing training materials on relevant topics such as the contracting process, data privacy and legal compliance in the sales and... contracting... read more
Company
In-House
Experience
Min 7 yrs required
Location
Minneapolis, MN
Posted Date
Nov 15, 17
Info Source
Employer
Total Views
33
potential legal exposure. Provide regulatory counsel on insurance, broker-dealer... related matters including supervision, compliance policies and procedures, financial... compliance an active and ever-changing regulatory environment, and coordinate with... Identify potential legal or regulatory issues which may impact... state securities and insurance regulatory inquiries and exams and...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Minneapolis, MN
Posted Date
Nov 18, 17
Info Source
Employer
Total Views
37
compliance and any legal and regulatory issues that arise in... Provide general advice on regulatory restrictions impacting investment fund... procedures for addressing legal, regulatory and reputational risks as... legal support on new regulatory developments, regulatory reviews conducted... asset management industry and regulatory environment required. Excellent drafting...... read more
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