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Regulatory Compliance Attorney Jobs in Des Moines

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Company
In-House, Planned Parenthood Federation ...
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
13
Deputy General Counsel and Compliance Director The candidate will... and advice to ensure compliance with all applicable local,... advice on legal and regulatory matters relating to business... activities and on compliance with applicable federal, state,... organization and while ensuring regulatory compliance. Ensure the maintenance...... read more
Company
Government, Iowa Department of Administrat...
Experience
Min 2 yrs required
Location
Des Moines, IA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
91
Compliance Attorney The candidate will... agreement. Actively participate in regulatory organizations such as the... National Association of Insurance Commissioners and the North American Securities Administrators Association, serving on and following committees and working groups in those organizations. Work in the... read more
Company
In-House, Principal Financial Services, ...
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
53
same. Work will include regulatory compliance and advocacy work.... Retail annuities work would include work with both fixed and variable annuities and would require knowledge of both insurance and securities laws applicable to annuities. Asset Management/40 Act; Lawyers working in... read more
Company
In-House
Experience
Min 10 yrs required
Location
Des Moines, IA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
5
control functions, including risk, compliance and audit, to assess... regulatory requirements relating to each... transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate... read more
Company
In-House, Athene
Experience
Min 10 yrs required
Location
West Des Moines, IA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
135
well as monitoring contract compliance. Engage and manage outside... launch. Regularly collaborate with Compliance in assessing risks. Represent... experience in managing and leading a highly functional team. Must have experience providing legal advice in connection with customer and regulatory inquiries.... read more
Company
In-House, Lifespace Communities, Inc.
Experience
Min 5 yrs required
Location
West Des Moines, IA
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
28
standards. Develop the annual compliance work plan that reflects... and monitor by the compliance function as determined by... the implementation of the compliance, HIPAA Privacy and audit... compliance members to report suspected regulatory violations (including HIPAA Privacy... reduce the vulnerability to regulatory violations, fraud, abuse, and...... read more
Company
In-House, American Equity
Experience
Min 10 yrs required
Location
West Des Moines, IA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
126
to various corporate, insurance, regulatory, securities, investments and business... issues. Will advise on the legal aspects of the Company’s financing and other to ensure the Company’s compliance with applicable SEC laws... expenses. Assist in supervising compliance with applicable laws and...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
5
control functions, including risk, compliance and audit, to assess... regulatory requirements relating to each... transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate... read more
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