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Regulatory Compliance Attorney Jobs in Des Moines

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Job info
Company
In-House
Experience
Location
Des Moines, IA
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
1
laws, rules, regulations and regulatory guidance (regulatory requirements), meet... assesses adherence to applicable regulatory requirements. It provides appropriate... testing activities based on regulatory and key policy requirements.... compliance with corporate and regulatory compliance • Monitor and... assess regulatory changes and impacts ... Regulatory... read more
Company
In-House, Planned Parenthood Federation ...
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Nov 09, 18
Info Source
Employer
Total Views
60
Deputy General Counsel and Compliance Director The candidate will... and advice to ensure compliance with all applicable local,... advice on legal and regulatory matters relating to business... activities and on compliance with applicable federal, state,... organization and while ensuring regulatory compliance. Ensure the maintenance...... read more
Company
In-House
Experience
Location
Des Moines, IA
Posted Date
Nov 15, 18
Info Source
Employer
Total Views
1
Border Protection procedures and regulatory framework, as well as... evaluation of client compliance with import control regulatory requirements; and international trade... and US Customs issues such as Harmonized Tariff Classification System, customs valuation, preferential trade agreements and Rules of Origin.... read more
Company
In-House, American Equity
Experience
Min 10 yrs required
Location
West Des Moines, IA
Posted Date
Nov 16, 18
Info Source
Employer
Total Views
151
to various corporate, insurance, regulatory, securities, investments and business... issues. Will advise on the legal aspects of the Company’s financing and other to ensure the Company’s compliance with applicable SEC laws... expenses. Assist in supervising compliance with applicable laws and...... read more
Company
In-House, Symetra Financial Corporation
Experience
Min 5 yrs required
Location
West Des Moines, IA
Posted Date
Nov 05, 18
Info Source
Employer
Total Views
37
development, marketing, and on-going compliance of registered indexed annuities,... provide expertise relating to regulatory issues associated with Retirement... Division. Must have Law degree from accredited university and current license to practice law. Should have 5+ years practicing in relevant insurance... read more
Company
In-House, Principal Financial Services, ...
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Nov 09, 18
Info Source
Employer
Total Views
83
same. Work will include regulatory compliance and advocacy work.... Retail annuities work would include work with both fixed and variable annuities and would require knowledge of both insurance and securities laws applicable to annuities. Asset Management/40 Act; Lawyers working in... read more
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