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9 jobs found for

Regulatory Compliance Attorney Jobs in Des Moines

Job info
Company
In-House, Principal Financial Services, ...
Experience
5-8 yrs required
Location
Des Moines, IA
Posted Date
May 25, 18
Info Source
Employer
Total Views
61
plan work will include regulatory compliance and advocacy work.... of experience as an attorney. Must be admitted to... practice in the state employed within twelve months of hire. Requires knowledge of the relevant area of law and its application. Some... read more
Company
Government, Iowa Department of Administrat...
Experience
Min 2 yrs required
Location
Des Moines, IA
Posted Date
May 24, 18
Info Source
Employer
Total Views
29
Compliance Attorney The candidate will... agreement. Actively participate in regulatory organizations such as the... National Association of Insurance Commissioners and the North American Securities Administrators Association, serving on and following committees and working groups in those organizations. Work in the... read more
Company
In-House
Experience
Min 8 yrs required
Location
Des Moines, IA
Posted Date
May 24, 18
Info Source
Employer
Total Views
19
coverage analysis, claims related regulatory/compliance matters, training and review... of Claims practices and procedures including best practices, Claim initiatives, MBOs, policy revisions and other documents and letters on behalf of the Agribusiness Claims team and Agribusiness Associates and Managers in... read more
Company
In-House, Wells Fargo
Experience
Min 2 yrs required
Location
Des Moines, IA
Posted Date
May 27, 18
Info Source
Employer
Total Views
17
practices and training, and online deposit and bill payment services. Other responsibilities include working with various internal lines of business and compliance partners on strategy and... product development, regulatory compliance, analyzing proposed regulations,... drafting... comment letters, and drafting customer disclosures.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
May 27, 18
Info Source
Employer
Total Views
4
training, and online deposit and bill payment services. Other responsibilities include: working with various internal **MEMBERS ONLY**SIGN UP NOW***. lines of business and compliance partners on strategy and... product development, regulatory compliance, analyzing proposed regulations,... drafting... comment letters, and drafting customer disclosures.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
May 27, 18
Info Source
Employer
Total Views
6
equipment finance businesses with regulatory compliance requirements and management... of legal and operational risk, (ii) working with Manager to ensure compliance and develop procedures and... policies for line of business, (iii) reviewing and providing advice on a wide range of... read more
Company
In-House
Experience
Min 8 yrs required
Location
Des Moines, IA
Posted Date
May 27, 18
Info Source
Employer
Total Views
7
of equipment finance transactions, (v) providing general transactional advice for secured lending, transactions working with documentation, credit, sales team members, (vi) assisting with regulatory compliance requirements and management... of legal and operational risk, (vii) drafting and updating transactional document templates.... read more
Company
In-House, American Equity
Experience
Min 10 yrs required
Location
West Des Moines, IA
Posted Date
May 22, 18
Info Source
Employer
Total Views
68
to various corporate, insurance, regulatory, securities, investments and business... issues. Will advise on the legal aspects of the Company’s financing and other to ensure the Company’s compliance with applicable SEC laws... expenses. Assist in supervising compliance with applicable laws and...... read more
Company
In-House, Athene
Experience
Min 10 yrs required
Location
West Des Moines, IA
Posted Date
May 22, 18
Info Source
Employer
Total Views
55
well as monitoring contract compliance. Engage and manage outside... launch. Regularly collaborate with Compliance in assessing risks. Represent... experience in managing and leading a highly functional team. Must have experience providing legal advice in connection with customer and regulatory inquiries.... read more
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